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Question 1 of 30
1. Question
A healthcare organization’s information security manager is reviewing the existing policy for the retention and secure destruction of electronic health records (EHRs). The organization operates under a jurisdiction that has recently enacted the “Digital Health Act of 2035,” which stipulates a mandatory minimum retention period of 15 years for all patient EHRs, with allowances for extended retention based on specific medical conditions or approved research protocols, and mandates a verifiable secure destruction process upon expiry of the retention period. The current organizational policy dictates the destruction of EHRs after 10 years, without specific provisions for extensions or verifiable destruction methods. What is the most appropriate immediate action for the information security manager to take to ensure compliance with the new legislation and the principles of ISO 27799:2016?
Correct
The core principle being tested here is the application of ISO 27799:2016 in managing the security of health information, specifically concerning the retention and destruction of electronic health records (EHRs) in the context of evolving legal and ethical frameworks. The standard emphasizes that information security policies and procedures should align with legal, statutory, regulatory, and contractual requirements. In this scenario, the hypothetical “Digital Health Act of 2035” mandates a minimum retention period of 15 years for all patient EHRs, with provisions for extended retention based on specific medical conditions or research protocols, and a secure, verifiable destruction process thereafter. The organization’s current policy, which dictates destruction after 10 years without explicit consideration for these legal mandates or potential exceptions, is therefore non-compliant. The most appropriate action for the Information Security Manager is to initiate a review and update of the organization’s information retention and destruction policy to ensure it meets the new legal requirements, including the 15-year minimum and the necessary provisions for exceptions and secure disposal. This proactive step is crucial for maintaining compliance and mitigating risks associated with data breaches or legal penalties. The other options represent either inaction, an incomplete solution, or a misinterpretation of the manager’s responsibilities. Acknowledging the issue without taking corrective action is insufficient. Simply documenting the non-compliance does not resolve it. Implementing a new policy without a thorough review and alignment with all legal stipulations would be a flawed approach.
Incorrect
The core principle being tested here is the application of ISO 27799:2016 in managing the security of health information, specifically concerning the retention and destruction of electronic health records (EHRs) in the context of evolving legal and ethical frameworks. The standard emphasizes that information security policies and procedures should align with legal, statutory, regulatory, and contractual requirements. In this scenario, the hypothetical “Digital Health Act of 2035” mandates a minimum retention period of 15 years for all patient EHRs, with provisions for extended retention based on specific medical conditions or research protocols, and a secure, verifiable destruction process thereafter. The organization’s current policy, which dictates destruction after 10 years without explicit consideration for these legal mandates or potential exceptions, is therefore non-compliant. The most appropriate action for the Information Security Manager is to initiate a review and update of the organization’s information retention and destruction policy to ensure it meets the new legal requirements, including the 15-year minimum and the necessary provisions for exceptions and secure disposal. This proactive step is crucial for maintaining compliance and mitigating risks associated with data breaches or legal penalties. The other options represent either inaction, an incomplete solution, or a misinterpretation of the manager’s responsibilities. Acknowledging the issue without taking corrective action is insufficient. Simply documenting the non-compliance does not resolve it. Implementing a new policy without a thorough review and alignment with all legal stipulations would be a flawed approach.
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Question 2 of 30
2. Question
A healthcare provider in a jurisdiction with regulations similar to HIPAA is establishing a policy for the retention of electronic health records (EHRs). The organization’s internal risk assessment indicates that retaining records for longer than seven years significantly increases the cost of data management and the potential exposure to data breaches without a corresponding increase in operational benefit. However, national health informatics legislation, which is directly applicable, specifies a minimum retention period of six years for patient medical histories. Considering the principles outlined in ISO 27799:2016 regarding legal compliance and data minimization, what is the most defensible data retention period for these EHRs?
Correct
The core principle guiding the selection of a data retention period for electronic health records (EHRs) under ISO 27799:2016, particularly when considering the interplay with national legal frameworks like HIPAA in the United States, is the balance between operational needs, legal mandates, and the principle of data minimization. While HIPAA mandates a minimum of six years for certain records, ISO 27799:2016 emphasizes that retention periods should be determined by a combination of legal requirements, regulatory obligations, and the organization’s own business needs. However, the standard also stresses the importance of not retaining data longer than necessary to protect patient privacy and manage storage efficiently. Therefore, the most appropriate approach is to align with the longest applicable legal or regulatory requirement, which in many jurisdictions, including the US under HIPAA for specific record types, is six years. This ensures compliance with external mandates while also providing a sufficient period for legitimate operational and legal purposes. Other considerations, such as the specific type of health information, the potential for future research, or the cost of storage, are secondary to meeting the primary legal and regulatory obligations. The chosen period must be clearly documented and consistently applied.
Incorrect
The core principle guiding the selection of a data retention period for electronic health records (EHRs) under ISO 27799:2016, particularly when considering the interplay with national legal frameworks like HIPAA in the United States, is the balance between operational needs, legal mandates, and the principle of data minimization. While HIPAA mandates a minimum of six years for certain records, ISO 27799:2016 emphasizes that retention periods should be determined by a combination of legal requirements, regulatory obligations, and the organization’s own business needs. However, the standard also stresses the importance of not retaining data longer than necessary to protect patient privacy and manage storage efficiently. Therefore, the most appropriate approach is to align with the longest applicable legal or regulatory requirement, which in many jurisdictions, including the US under HIPAA for specific record types, is six years. This ensures compliance with external mandates while also providing a sufficient period for legitimate operational and legal purposes. Other considerations, such as the specific type of health information, the potential for future research, or the cost of storage, are secondary to meeting the primary legal and regulatory obligations. The chosen period must be clearly documented and consistently applied.
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Question 3 of 30
3. Question
A regional health network, operating under stringent data privacy laws such as the GDPR and national health regulations, is undergoing an external audit to assess its compliance with ISO 27799:2016. The auditors are scrutinizing the organization’s approach to safeguarding electronic health records (EHRs) and patient demographic data. Which of the following actions, if demonstrated, would most effectively validate the network’s commitment to fulfilling its obligations regarding the protection of health information and mitigating potential liabilities?
Correct
The core principle of ISO 27799:2016 is to provide guidance on the protection of health information. When considering the application of security controls, particularly in the context of data breaches and regulatory compliance, the concept of “due diligence” is paramount. Due diligence in this context refers to the reasonable steps a healthcare organization must take to prevent foreseeable harm to patient data. This involves implementing appropriate security measures, conducting regular risk assessments, and ensuring staff are adequately trained. The General Data Protection Regulation (GDPR), for instance, mandates specific data protection principles, including accountability and integrity and confidentiality, which align with the objectives of ISO 27799. A breach notification, as required by regulations like HIPAA in the US or GDPR in Europe, is a reactive measure taken *after* a breach has occurred, not a proactive control to prevent it. Similarly, the establishment of a data governance framework is a foundational element for managing health information security, but it is broader than the specific action of responding to a potential breach. The selection of specific technical controls is a consequence of risk assessment and policy, not the primary demonstration of due diligence itself. Therefore, demonstrating a commitment to implementing and maintaining appropriate security measures, as evidenced by a robust risk management process and adherence to established security policies, is the most direct way to satisfy the due diligence requirement in protecting health information.
Incorrect
The core principle of ISO 27799:2016 is to provide guidance on the protection of health information. When considering the application of security controls, particularly in the context of data breaches and regulatory compliance, the concept of “due diligence” is paramount. Due diligence in this context refers to the reasonable steps a healthcare organization must take to prevent foreseeable harm to patient data. This involves implementing appropriate security measures, conducting regular risk assessments, and ensuring staff are adequately trained. The General Data Protection Regulation (GDPR), for instance, mandates specific data protection principles, including accountability and integrity and confidentiality, which align with the objectives of ISO 27799. A breach notification, as required by regulations like HIPAA in the US or GDPR in Europe, is a reactive measure taken *after* a breach has occurred, not a proactive control to prevent it. Similarly, the establishment of a data governance framework is a foundational element for managing health information security, but it is broader than the specific action of responding to a potential breach. The selection of specific technical controls is a consequence of risk assessment and policy, not the primary demonstration of due diligence itself. Therefore, demonstrating a commitment to implementing and maintaining appropriate security measures, as evidenced by a robust risk management process and adherence to established security policies, is the most direct way to satisfy the due diligence requirement in protecting health information.
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Question 4 of 30
4. Question
A healthcare provider in the European Union (EU) plans to transfer anonymized patient data for research purposes to a non-EU country whose data protection laws are not deemed adequate by the European Commission. According to the principles outlined in ISO 27799:2016, what is the primary responsibility of the EU healthcare provider in this scenario to ensure the security of the health information?
Correct
The core principle being tested here is the application of ISO 27799:2016 regarding the management of health information security risks, specifically in the context of cross-border data transfers and compliance with differing legal frameworks. The standard emphasizes a risk-based approach, requiring organizations to identify, assess, and treat risks to health information. When transferring health information to a country with potentially less stringent data protection laws, the organization initiating the transfer remains accountable for ensuring adequate protection. This involves understanding the legal and regulatory landscape of the recipient country, assessing the specific risks associated with the data being transferred (e.g., sensitivity, volume, purpose), and implementing appropriate controls. These controls might include contractual clauses, technical safeguards, and organizational policies designed to mitigate identified risks. The goal is to achieve a level of protection equivalent to that mandated within the originating jurisdiction, even if the specific mechanisms differ. Therefore, the most appropriate action is to conduct a thorough risk assessment that considers the legal and technical safeguards in the destination country and implements supplementary controls as necessary to meet the organization’s security objectives and legal obligations. This aligns with the standard’s guidance on managing third-party risks and ensuring the confidentiality, integrity, and availability of health information.
Incorrect
The core principle being tested here is the application of ISO 27799:2016 regarding the management of health information security risks, specifically in the context of cross-border data transfers and compliance with differing legal frameworks. The standard emphasizes a risk-based approach, requiring organizations to identify, assess, and treat risks to health information. When transferring health information to a country with potentially less stringent data protection laws, the organization initiating the transfer remains accountable for ensuring adequate protection. This involves understanding the legal and regulatory landscape of the recipient country, assessing the specific risks associated with the data being transferred (e.g., sensitivity, volume, purpose), and implementing appropriate controls. These controls might include contractual clauses, technical safeguards, and organizational policies designed to mitigate identified risks. The goal is to achieve a level of protection equivalent to that mandated within the originating jurisdiction, even if the specific mechanisms differ. Therefore, the most appropriate action is to conduct a thorough risk assessment that considers the legal and technical safeguards in the destination country and implements supplementary controls as necessary to meet the organization’s security objectives and legal obligations. This aligns with the standard’s guidance on managing third-party risks and ensuring the confidentiality, integrity, and availability of health information.
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Question 5 of 30
5. Question
A hospital in the European Union, adhering to GDPR and ISO 27799:2016, plans to collaborate with a medical research facility located in a nation with significantly less developed data privacy legislation. The research necessitates the transfer of anonymized, but potentially re-identifiable, patient health information. What is the most prudent course of action for the hospital’s Information Security Manager to ensure compliance and adequate protection of the data, considering the differing legal and security landscapes?
Correct
The core principle being tested here is the application of ISO 27799:2016’s guidance on the management of health information security risks, specifically in the context of cross-border data transfers and compliance with differing regulatory frameworks. The scenario involves a healthcare provider in Country A, which has robust data protection laws similar to GDPR, intending to transfer patient health information (PHI) to a research institution in Country B. Country B, however, has less stringent data protection legislation, potentially posing a higher risk to the confidentiality, integrity, and availability of the PHI.
ISO 27799:2016, in conjunction with ISO 27001, emphasizes a risk-based approach to information security. When transferring PHI to entities in jurisdictions with weaker data protection, the responsibility remains with the data controller (the healthcare provider in Country A) to ensure an equivalent level of protection. This involves identifying and mitigating the specific risks introduced by the less secure environment.
The most effective strategy, as outlined by the standard, is to implement contractual clauses that mandate adherence to the originating jurisdiction’s data protection standards and to incorporate technical and organizational measures that compensate for the perceived deficiencies in the destination country’s legal framework. This could include enhanced encryption, anonymization techniques where appropriate, strict access controls, and regular security audits of the receiving institution.
Therefore, the most appropriate action is to establish a data processing agreement that explicitly incorporates the security requirements of Country A’s legislation and mandates the implementation of specific technical and organizational safeguards by the research institution in Country B. This directly addresses the increased risk profile associated with the transfer to a jurisdiction with weaker protections, ensuring that the PHI is afforded a level of security commensurate with its sensitivity and the originating legal requirements. Other options are less comprehensive or misinterpret the responsibility of the data controller. For instance, relying solely on Country B’s laws would be insufficient given the identified disparity in protection levels. Simply obtaining consent, while important, does not inherently guarantee adequate security during the transfer or processing. Performing a one-time risk assessment without ongoing contractual obligations and specific mitigation measures would also leave the data vulnerable.
Incorrect
The core principle being tested here is the application of ISO 27799:2016’s guidance on the management of health information security risks, specifically in the context of cross-border data transfers and compliance with differing regulatory frameworks. The scenario involves a healthcare provider in Country A, which has robust data protection laws similar to GDPR, intending to transfer patient health information (PHI) to a research institution in Country B. Country B, however, has less stringent data protection legislation, potentially posing a higher risk to the confidentiality, integrity, and availability of the PHI.
ISO 27799:2016, in conjunction with ISO 27001, emphasizes a risk-based approach to information security. When transferring PHI to entities in jurisdictions with weaker data protection, the responsibility remains with the data controller (the healthcare provider in Country A) to ensure an equivalent level of protection. This involves identifying and mitigating the specific risks introduced by the less secure environment.
The most effective strategy, as outlined by the standard, is to implement contractual clauses that mandate adherence to the originating jurisdiction’s data protection standards and to incorporate technical and organizational measures that compensate for the perceived deficiencies in the destination country’s legal framework. This could include enhanced encryption, anonymization techniques where appropriate, strict access controls, and regular security audits of the receiving institution.
Therefore, the most appropriate action is to establish a data processing agreement that explicitly incorporates the security requirements of Country A’s legislation and mandates the implementation of specific technical and organizational safeguards by the research institution in Country B. This directly addresses the increased risk profile associated with the transfer to a jurisdiction with weaker protections, ensuring that the PHI is afforded a level of security commensurate with its sensitivity and the originating legal requirements. Other options are less comprehensive or misinterpret the responsibility of the data controller. For instance, relying solely on Country B’s laws would be insufficient given the identified disparity in protection levels. Simply obtaining consent, while important, does not inherently guarantee adequate security during the transfer or processing. Performing a one-time risk assessment without ongoing contractual obligations and specific mitigation measures would also leave the data vulnerable.
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Question 6 of 30
6. Question
A healthcare organization utilizing electronic health records (EHRs) experiences an unauthorized access event where a former employee’s credentials were used to access patient demographic and clinical summary data for a period of 48 hours before being detected. The organization’s incident response plan has been activated. Considering the principles outlined in ISO 27799:2016 and the general requirements of data protection regulations like HIPAA, what is the most critical immediate action to be taken by the information security manager following the initial detection and containment of the unauthorized access?
Correct
The core principle being tested here is the appropriate response to a potential data breach involving Protected Health Information (PHI) within the framework of ISO 27799:2016, considering relevant legal and ethical obligations. ISO 27799:2016 emphasizes a risk-based approach to information security management in healthcare. When a security incident involving PHI is detected, the immediate priority is to contain the incident and assess its scope and impact. This involves identifying the affected systems, the nature of the compromised data, and the individuals whose information may have been exposed. Following containment and assessment, the standard mandates prompt notification to relevant parties, including regulatory bodies (such as those overseeing HIPAA in the United States, or equivalent data protection authorities in other jurisdictions), affected individuals, and potentially law enforcement, depending on the nature of the breach. The explanation of the correct approach involves understanding that a reactive, rather than proactive, stance is required once a breach is identified. The process is not about preventing the breach itself at this stage, but about managing its aftermath effectively and compliantly. This includes implementing remedial actions to prevent recurrence and cooperating with any investigations. The emphasis is on transparency, accountability, and minimizing harm to individuals. The correct approach prioritizes immediate action to limit further damage, followed by thorough investigation and transparent communication, aligning with the principles of due diligence and regulatory compliance inherent in health informatics security management.
Incorrect
The core principle being tested here is the appropriate response to a potential data breach involving Protected Health Information (PHI) within the framework of ISO 27799:2016, considering relevant legal and ethical obligations. ISO 27799:2016 emphasizes a risk-based approach to information security management in healthcare. When a security incident involving PHI is detected, the immediate priority is to contain the incident and assess its scope and impact. This involves identifying the affected systems, the nature of the compromised data, and the individuals whose information may have been exposed. Following containment and assessment, the standard mandates prompt notification to relevant parties, including regulatory bodies (such as those overseeing HIPAA in the United States, or equivalent data protection authorities in other jurisdictions), affected individuals, and potentially law enforcement, depending on the nature of the breach. The explanation of the correct approach involves understanding that a reactive, rather than proactive, stance is required once a breach is identified. The process is not about preventing the breach itself at this stage, but about managing its aftermath effectively and compliantly. This includes implementing remedial actions to prevent recurrence and cooperating with any investigations. The emphasis is on transparency, accountability, and minimizing harm to individuals. The correct approach prioritizes immediate action to limit further damage, followed by thorough investigation and transparent communication, aligning with the principles of due diligence and regulatory compliance inherent in health informatics security management.
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Question 7 of 30
7. Question
A regional hospital’s information security team has identified a critical vulnerability in their legacy patient portal system, which, if exploited, could lead to the unauthorized disclosure of sensitive Protected Health Information (PHI) for thousands of patients. The likelihood of exploitation is assessed as “high” due to known, publicly available attack vectors, and the potential impact is categorized as “severe,” encompassing regulatory non-compliance with HIPAA, significant financial penalties, and profound damage to patient trust. The hospital’s risk appetite statement permits the acceptance of minor risks but mandates proactive management of those with potentially catastrophic consequences. Considering the principles outlined in ISO 27799:2016 for managing information security risks in health informatics, which of the following actions represents the most appropriate risk treatment strategy for this specific situation?
Correct
The core principle guiding the selection of an appropriate risk treatment strategy in ISO 27799:2016, particularly when considering the impact of a potential data breach on patient privacy and the operational continuity of a healthcare facility, is the alignment with the organization’s overall risk appetite and the cost-effectiveness of the chosen mitigation. When a significant threat, such as unauthorized access to electronic health records (EHRs) due to a sophisticated phishing attack, is identified with a high likelihood and a severe impact (e.g., potential for identity theft, regulatory fines under HIPAA, and significant reputational damage), the organization must evaluate various treatment options.
Option 1: Risk Acceptance. This is generally unsuitable for high-impact, high-likelihood risks that could severely compromise patient safety or violate legal mandates.
Option 2: Risk Mitigation. This involves implementing controls to reduce the likelihood or impact. Examples include enhanced security awareness training, multi-factor authentication for EHR access, and intrusion detection systems. This is a primary strategy.
Option 3: Risk Transfer. This could involve purchasing cyber insurance. While it can help offset financial losses, it does not prevent the breach itself or mitigate the reputational damage.
Option 4: Risk Avoidance. This would mean discontinuing the use of EHRs, which is impractical and detrimental to modern healthcare delivery.Given the scenario of a high-impact threat to sensitive patient data, the most prudent and compliant approach, as per ISO 27799:2016’s emphasis on protecting health information and ensuring continuity, is to actively reduce the identified risks. This aligns with the standard’s guidance on applying controls to manage identified vulnerabilities and threats. The chosen strategy must be demonstrably effective in reducing the risk to an acceptable level, considering both technical and organizational measures, and must be documented as part of the information security management system. Therefore, implementing controls to reduce the likelihood and impact of such threats is the most appropriate response.
Incorrect
The core principle guiding the selection of an appropriate risk treatment strategy in ISO 27799:2016, particularly when considering the impact of a potential data breach on patient privacy and the operational continuity of a healthcare facility, is the alignment with the organization’s overall risk appetite and the cost-effectiveness of the chosen mitigation. When a significant threat, such as unauthorized access to electronic health records (EHRs) due to a sophisticated phishing attack, is identified with a high likelihood and a severe impact (e.g., potential for identity theft, regulatory fines under HIPAA, and significant reputational damage), the organization must evaluate various treatment options.
Option 1: Risk Acceptance. This is generally unsuitable for high-impact, high-likelihood risks that could severely compromise patient safety or violate legal mandates.
Option 2: Risk Mitigation. This involves implementing controls to reduce the likelihood or impact. Examples include enhanced security awareness training, multi-factor authentication for EHR access, and intrusion detection systems. This is a primary strategy.
Option 3: Risk Transfer. This could involve purchasing cyber insurance. While it can help offset financial losses, it does not prevent the breach itself or mitigate the reputational damage.
Option 4: Risk Avoidance. This would mean discontinuing the use of EHRs, which is impractical and detrimental to modern healthcare delivery.Given the scenario of a high-impact threat to sensitive patient data, the most prudent and compliant approach, as per ISO 27799:2016’s emphasis on protecting health information and ensuring continuity, is to actively reduce the identified risks. This aligns with the standard’s guidance on applying controls to manage identified vulnerabilities and threats. The chosen strategy must be demonstrably effective in reducing the risk to an acceptable level, considering both technical and organizational measures, and must be documented as part of the information security management system. Therefore, implementing controls to reduce the likelihood and impact of such threats is the most appropriate response.
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Question 8 of 30
8. Question
An Information Security Manager at a large metropolitan hospital is tasked with refining the organization’s Information Security Management System (ISMS) for health information, in accordance with ISO 27799:2016. Following a comprehensive risk assessment that identified a significant threat of unauthorized access to patient electronic health records (EHRs) due to sophisticated phishing attacks targeting administrative staff, the manager must select appropriate controls. Which of the following approaches best aligns with the principles outlined in ISO 27799:2016 for selecting and implementing these controls?
Correct
The core principle of ISO 27799:2016 is to provide guidance on the protection of health information, aligning with broader information security standards like ISO 27001. When considering the management of health information security within a healthcare organization, particularly concerning the establishment of an Information Security Management System (ISMS) for health information, the standard emphasizes a risk-based approach. This involves identifying, assessing, and treating risks to the confidentiality, integrity, and availability of health information. Clause 6.1.2 of ISO 27799:2016, which deals with risk assessment, mandates the selection of appropriate controls based on the identified risks. The selection process should consider the specific context of the healthcare organization, its legal and regulatory obligations (such as HIPAA in the US or GDPR in Europe, which are implicitly relevant due to the nature of health data), and the potential impact on patients and the organization. The standard also highlights the importance of aligning controls with Annex A of ISO 27001, but the ultimate decision on which controls are implemented and to what extent is driven by the risk assessment outcomes and the organization’s risk appetite. Therefore, the most effective approach to selecting controls for health information security, as guided by ISO 27799:2016, is to prioritize those that directly mitigate the identified risks to health information, considering the specific vulnerabilities and threats within the healthcare environment. This ensures that resources are allocated efficiently and that the most critical security objectives are met.
Incorrect
The core principle of ISO 27799:2016 is to provide guidance on the protection of health information, aligning with broader information security standards like ISO 27001. When considering the management of health information security within a healthcare organization, particularly concerning the establishment of an Information Security Management System (ISMS) for health information, the standard emphasizes a risk-based approach. This involves identifying, assessing, and treating risks to the confidentiality, integrity, and availability of health information. Clause 6.1.2 of ISO 27799:2016, which deals with risk assessment, mandates the selection of appropriate controls based on the identified risks. The selection process should consider the specific context of the healthcare organization, its legal and regulatory obligations (such as HIPAA in the US or GDPR in Europe, which are implicitly relevant due to the nature of health data), and the potential impact on patients and the organization. The standard also highlights the importance of aligning controls with Annex A of ISO 27001, but the ultimate decision on which controls are implemented and to what extent is driven by the risk assessment outcomes and the organization’s risk appetite. Therefore, the most effective approach to selecting controls for health information security, as guided by ISO 27799:2016, is to prioritize those that directly mitigate the identified risks to health information, considering the specific vulnerabilities and threats within the healthcare environment. This ensures that resources are allocated efficiently and that the most critical security objectives are met.
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Question 9 of 30
9. Question
A regional hospital’s information security manager is reviewing the risk assessment for a newly implemented telehealth platform. The assessment identifies a moderate likelihood of unauthorized access to patient records due to a potential vulnerability in the platform’s authentication module. The potential impact of such an incident is classified as high, leading to significant patient privacy breaches, regulatory fines under HIPAA, and reputational damage. The cost of fully remediating the vulnerability by the vendor is prohibitively high for the current budget cycle, and a complete system shutdown is not a viable option due to its critical role in patient care. Which risk treatment strategy would be most aligned with the principles outlined in ISO 27799:2016 for managing this specific scenario?
Correct
The core principle guiding the selection of a suitable risk treatment strategy, as per ISO 27799:2016, is the alignment with the organization’s overall risk appetite and the cost-effectiveness of the chosen measure in relation to the identified risk level. When a risk is deemed unacceptable and the likelihood of its occurrence is high, coupled with a significant potential impact, the organization must implement controls to reduce either the likelihood or the impact, or both. The standard emphasizes a pragmatic approach, prioritizing treatments that offer the best balance between risk reduction and resource investment. Simply accepting a high-impact, high-likelihood risk without justification, or transferring it without a clear understanding of the residual risk, would contravene the principles of responsible information security management in healthcare. Similarly, avoiding the activity altogether might not be feasible or desirable if the activity is essential for patient care, and the cost of mitigation might outweigh the benefits. Therefore, the most appropriate strategy involves implementing controls that effectively mitigate the risk to an acceptable level, considering the specific context of the healthcare organization and its legal and regulatory obligations, such as those related to patient data privacy.
Incorrect
The core principle guiding the selection of a suitable risk treatment strategy, as per ISO 27799:2016, is the alignment with the organization’s overall risk appetite and the cost-effectiveness of the chosen measure in relation to the identified risk level. When a risk is deemed unacceptable and the likelihood of its occurrence is high, coupled with a significant potential impact, the organization must implement controls to reduce either the likelihood or the impact, or both. The standard emphasizes a pragmatic approach, prioritizing treatments that offer the best balance between risk reduction and resource investment. Simply accepting a high-impact, high-likelihood risk without justification, or transferring it without a clear understanding of the residual risk, would contravene the principles of responsible information security management in healthcare. Similarly, avoiding the activity altogether might not be feasible or desirable if the activity is essential for patient care, and the cost of mitigation might outweigh the benefits. Therefore, the most appropriate strategy involves implementing controls that effectively mitigate the risk to an acceptable level, considering the specific context of the healthcare organization and its legal and regulatory obligations, such as those related to patient data privacy.
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Question 10 of 30
10. Question
A regional hospital network, transitioning to a fully digital patient record system, is seeking to establish a comprehensive information security framework for its health informatics. The Chief Information Security Officer (CISO) is tasked with ensuring that the organization’s practices align with international standards for health information security. Considering the specific requirements for protecting sensitive patient data and the need for a systematic approach to security management, which of the following represents the most foundational and effective strategy for the CISO to implement?
Correct
The core of ISO 27799:2016 is to provide guidance on the protection of health information, aligning with ISO 27001. When considering the management of health information security, particularly in the context of a healthcare organization that processes sensitive patient data, the establishment of a robust information security management system (ISMS) is paramount. This ISMS should encompass policies, procedures, and controls designed to safeguard confidentiality, integrity, and availability. A critical component of this ISMS is the risk management process, which involves identifying, assessing, and treating information security risks. For health information, these risks are often amplified due to the sensitive nature of the data and the potential impact of breaches on patient well-being and trust. The standard emphasizes a systematic approach to risk assessment, considering threats, vulnerabilities, and the likelihood and impact of adverse events. The selection of appropriate controls, as outlined in Annex A of ISO 27001 and further contextualized by ISO 27799, should be driven by the outcomes of this risk assessment. Therefore, the most effective strategy for a health informatics security manager to ensure compliance and robust protection is to integrate the principles of ISO 27799 into a comprehensive ISMS, with a strong emphasis on risk-based decision-making for control implementation and ongoing monitoring. This approach ensures that resources are allocated to address the most significant threats to health information.
Incorrect
The core of ISO 27799:2016 is to provide guidance on the protection of health information, aligning with ISO 27001. When considering the management of health information security, particularly in the context of a healthcare organization that processes sensitive patient data, the establishment of a robust information security management system (ISMS) is paramount. This ISMS should encompass policies, procedures, and controls designed to safeguard confidentiality, integrity, and availability. A critical component of this ISMS is the risk management process, which involves identifying, assessing, and treating information security risks. For health information, these risks are often amplified due to the sensitive nature of the data and the potential impact of breaches on patient well-being and trust. The standard emphasizes a systematic approach to risk assessment, considering threats, vulnerabilities, and the likelihood and impact of adverse events. The selection of appropriate controls, as outlined in Annex A of ISO 27001 and further contextualized by ISO 27799, should be driven by the outcomes of this risk assessment. Therefore, the most effective strategy for a health informatics security manager to ensure compliance and robust protection is to integrate the principles of ISO 27799 into a comprehensive ISMS, with a strong emphasis on risk-based decision-making for control implementation and ongoing monitoring. This approach ensures that resources are allocated to address the most significant threats to health information.
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Question 11 of 30
11. Question
A regional hospital is transitioning to a new, cloud-based electronic health record (EHR) system. This system will store and process sensitive patient data, including diagnostic reports, treatment plans, and personal identifiers. The hospital’s Information Security Manager, adhering to ISO 27799:2016 guidelines, must ensure the security and privacy of this PHI. What is the most crucial initial step in the risk management process for this EHR system implementation to proactively safeguard patient data?
Correct
The core principle being tested here is the application of risk management within the context of health informatics, specifically concerning the protection of personal health information (PHI). ISO 27799:2016 emphasizes a systematic approach to identifying, assessing, and treating risks. When a new electronic health record (EHR) system is being implemented, a critical step is to understand the potential threats and vulnerabilities associated with this new technology and its integration into existing workflows. This involves not just technical security controls but also the human and organizational factors that can impact security. The process of identifying and documenting these potential risks, evaluating their likelihood and impact, and then determining appropriate mitigation strategies is fundamental to establishing a robust information security management system (ISMS). This proactive risk assessment is a prerequisite for informed decision-making regarding security investments and controls, ensuring that resources are allocated effectively to address the most significant threats to PHI confidentiality, integrity, and availability. The scenario highlights the need for a comprehensive risk assessment that considers the entire lifecycle of PHI within the new system, from data entry to archival or destruction, and how this assessment informs the selection and implementation of security measures, aligning with the principles outlined in ISO 27799:2016 and relevant data protection regulations like GDPR or HIPAA.
Incorrect
The core principle being tested here is the application of risk management within the context of health informatics, specifically concerning the protection of personal health information (PHI). ISO 27799:2016 emphasizes a systematic approach to identifying, assessing, and treating risks. When a new electronic health record (EHR) system is being implemented, a critical step is to understand the potential threats and vulnerabilities associated with this new technology and its integration into existing workflows. This involves not just technical security controls but also the human and organizational factors that can impact security. The process of identifying and documenting these potential risks, evaluating their likelihood and impact, and then determining appropriate mitigation strategies is fundamental to establishing a robust information security management system (ISMS). This proactive risk assessment is a prerequisite for informed decision-making regarding security investments and controls, ensuring that resources are allocated effectively to address the most significant threats to PHI confidentiality, integrity, and availability. The scenario highlights the need for a comprehensive risk assessment that considers the entire lifecycle of PHI within the new system, from data entry to archival or destruction, and how this assessment informs the selection and implementation of security measures, aligning with the principles outlined in ISO 27799:2016 and relevant data protection regulations like GDPR or HIPAA.
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Question 12 of 30
12. Question
A healthcare organization’s internal audit identifies a critical vulnerability in a legacy electronic health record (EHR) system, which is still in use for historical data retrieval. The vulnerability, if exploited, could lead to the unauthorized disclosure of sensitive patient data, with a high probability of occurrence due to known, unpatched exploits circulating. The organization’s risk assessment categorizes this risk as “High.” Considering the principles outlined in ISO 27799:2016 for managing information security in health informatics, which of the following actions represents the most appropriate risk treatment strategy for this scenario?
Correct
The core principle being tested here is the appropriate application of risk treatment strategies within the context of ISO 27799:2016, specifically concerning the protection of personal health information (PHI). When a identified risk, such as unauthorized access to patient records due to a legacy system vulnerability, is deemed to have a high likelihood of occurrence and a severe impact, the most robust and compliant approach is to implement controls that directly mitigate or eliminate the threat. This aligns with the standard’s emphasis on a risk-based approach to information security. Transferring the risk, while a valid strategy in some contexts, is generally less desirable when direct mitigation is feasible and cost-effective, especially for critical PHI. Avoiding the risk entirely might be impractical if the legacy system is essential for operations. Accepting the risk implies a conscious decision to bear the consequences, which is usually not prudent for high-impact threats to PHI. Therefore, the most appropriate action is to implement enhanced security controls, such as upgrading the legacy system or implementing compensating controls that significantly reduce the likelihood and impact of the identified vulnerability, thereby aligning with the principle of due diligence in protecting health information.
Incorrect
The core principle being tested here is the appropriate application of risk treatment strategies within the context of ISO 27799:2016, specifically concerning the protection of personal health information (PHI). When a identified risk, such as unauthorized access to patient records due to a legacy system vulnerability, is deemed to have a high likelihood of occurrence and a severe impact, the most robust and compliant approach is to implement controls that directly mitigate or eliminate the threat. This aligns with the standard’s emphasis on a risk-based approach to information security. Transferring the risk, while a valid strategy in some contexts, is generally less desirable when direct mitigation is feasible and cost-effective, especially for critical PHI. Avoiding the risk entirely might be impractical if the legacy system is essential for operations. Accepting the risk implies a conscious decision to bear the consequences, which is usually not prudent for high-impact threats to PHI. Therefore, the most appropriate action is to implement enhanced security controls, such as upgrading the legacy system or implementing compensating controls that significantly reduce the likelihood and impact of the identified vulnerability, thereby aligning with the principle of due diligence in protecting health information.
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Question 13 of 30
13. Question
A regional hospital is migrating its legacy patient record system to a cloud-based Electronic Health Record (EHR) platform. The chosen Cloud Service Provider (CSP) assures the hospital that their infrastructure adheres to industry-standard security practices. The hospital’s Information Security Manager must ensure that the PHI stored and processed by the CSP is adequately protected, considering the stringent requirements of HIPAA and the guidance provided by ISO 27799:2016. What is the most critical step the Information Security Manager should take to validate the CSP’s security posture before and during the migration?
Correct
The core principle being tested here is the application of ISO 27799:2016 in a specific health informatics context, particularly concerning the management of information security risks related to the use of personal health information (PHI) in a cloud-based electronic health record (EHR) system. The standard emphasizes a risk-based approach, aligning with ISO 27001, and requires organizations to identify, assess, and treat information security risks. When considering a cloud service provider (CSP) for hosting PHI, the health organization remains ultimately responsible for the security of that data. Therefore, the most appropriate action is to ensure the CSP’s security controls are demonstrably compliant with relevant health data protection regulations and international standards, such as HIPAA in the US or GDPR in Europe, and that these controls are independently verified. This involves a thorough due diligence process, including reviewing audit reports (like SOC 2 Type II or ISO 27001 certifications), contractual agreements that clearly define responsibilities, and ongoing monitoring. Simply relying on the CSP’s self-assessment or a basic service level agreement without independent verification would be insufficient given the sensitive nature of PHI and the regulatory landscape. The selection of a CSP that has undergone rigorous, independent security assessments and can provide evidence of their compliance with data protection laws and best practices is paramount. This proactive approach ensures that the organization meets its legal and ethical obligations to protect patient data.
Incorrect
The core principle being tested here is the application of ISO 27799:2016 in a specific health informatics context, particularly concerning the management of information security risks related to the use of personal health information (PHI) in a cloud-based electronic health record (EHR) system. The standard emphasizes a risk-based approach, aligning with ISO 27001, and requires organizations to identify, assess, and treat information security risks. When considering a cloud service provider (CSP) for hosting PHI, the health organization remains ultimately responsible for the security of that data. Therefore, the most appropriate action is to ensure the CSP’s security controls are demonstrably compliant with relevant health data protection regulations and international standards, such as HIPAA in the US or GDPR in Europe, and that these controls are independently verified. This involves a thorough due diligence process, including reviewing audit reports (like SOC 2 Type II or ISO 27001 certifications), contractual agreements that clearly define responsibilities, and ongoing monitoring. Simply relying on the CSP’s self-assessment or a basic service level agreement without independent verification would be insufficient given the sensitive nature of PHI and the regulatory landscape. The selection of a CSP that has undergone rigorous, independent security assessments and can provide evidence of their compliance with data protection laws and best practices is paramount. This proactive approach ensures that the organization meets its legal and ethical obligations to protect patient data.
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Question 14 of 30
14. Question
A healthcare organization operating in a jurisdiction with varying state-level medical record retention laws, and also subject to federal privacy regulations, is establishing its policy for the retention of electronic health records. Which of the following sequences best reflects the process for determining the appropriate retention period for patient health information in accordance with ISO 27799:2016 principles and relevant legal frameworks?
Correct
The core principle guiding the selection of a data retention period for electronic health records (EHRs) under ISO 27799:2016, particularly when considering the interplay with legal and regulatory frameworks like HIPAA in the United States, is the balance between operational necessity, patient rights, and legal compliance. While HIPAA mandates specific retention periods for certain documents (e.g., business associate agreements, notices of privacy practices), it generally defers to state laws for the retention of patient medical records themselves, which can vary significantly. ISO 27799:2016, in Annex A.8.3.1 (Information retention), emphasizes that retention periods should be defined based on legal, regulatory, and contractual requirements, as well as business needs. It also highlights the importance of secure disposal once the retention period expires. Therefore, the most comprehensive and compliant approach involves first identifying all applicable legal and regulatory mandates that specify minimum retention periods for patient health information. This includes federal laws, state statutes, and any contractual obligations with third parties. Once these minimums are established, the organization’s own business needs, such as for ongoing patient care, research, or potential litigation, are considered to determine the final, often longer, retention period. The final step involves establishing a secure and documented process for the disposal of information that has exceeded its retention period, ensuring that the data is rendered unreadable and irretrievable. This systematic approach ensures that all relevant requirements are met, minimizing legal and operational risks.
Incorrect
The core principle guiding the selection of a data retention period for electronic health records (EHRs) under ISO 27799:2016, particularly when considering the interplay with legal and regulatory frameworks like HIPAA in the United States, is the balance between operational necessity, patient rights, and legal compliance. While HIPAA mandates specific retention periods for certain documents (e.g., business associate agreements, notices of privacy practices), it generally defers to state laws for the retention of patient medical records themselves, which can vary significantly. ISO 27799:2016, in Annex A.8.3.1 (Information retention), emphasizes that retention periods should be defined based on legal, regulatory, and contractual requirements, as well as business needs. It also highlights the importance of secure disposal once the retention period expires. Therefore, the most comprehensive and compliant approach involves first identifying all applicable legal and regulatory mandates that specify minimum retention periods for patient health information. This includes federal laws, state statutes, and any contractual obligations with third parties. Once these minimums are established, the organization’s own business needs, such as for ongoing patient care, research, or potential litigation, are considered to determine the final, often longer, retention period. The final step involves establishing a secure and documented process for the disposal of information that has exceeded its retention period, ensuring that the data is rendered unreadable and irretrievable. This systematic approach ensures that all relevant requirements are met, minimizing legal and operational risks.
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Question 15 of 30
15. Question
A large metropolitan hospital is integrating a novel telemedicine platform to expand its patient care services. This platform will facilitate remote consultations, data sharing with affiliated clinics, and the transmission of sensitive personal health information (PHI) across various network infrastructures. As the Information Security Manager, what is the most critical initial action to ensure the secure and compliant operation of this new service, considering the requirements of ISO 27799:2016 and relevant data protection legislation like HIPAA?
Correct
The core principle being tested here is the application of ISO 27799:2016 in managing information security risks within a healthcare context, specifically concerning the handling of personal health information (PHI) in compliance with relevant regulations like HIPAA. The scenario describes a situation where a new telemedicine platform is being integrated, introducing new data flows and potential vulnerabilities. The question asks for the most appropriate initial step for the Information Security Manager.
ISO 27799:2016 emphasizes a risk-based approach to information security management. Clause 5.1.1, “Information security policy,” mandates the establishment of a policy that addresses information security in the context of organizational objectives and legal/regulatory requirements. Before implementing any controls or conducting specific assessments, understanding the existing risk landscape and aligning security measures with organizational goals and legal obligations is paramount.
A comprehensive risk assessment, as outlined in Clause 5.2.1, “Risk assessment,” is the foundational activity to identify, analyze, and evaluate risks. This assessment should consider the specific context of the telemedicine platform, including the types of PHI being processed, the technologies involved, the potential threats, and the vulnerabilities. It should also factor in the requirements of applicable laws and regulations, such as HIPAA’s Security Rule, which mandates a thorough risk analysis.
Therefore, the most appropriate initial step is to conduct a comprehensive risk assessment specifically tailored to the new telemedicine platform and its integration into the existing healthcare information systems. This assessment will inform subsequent decisions regarding security controls, policies, and procedures, ensuring that the implemented security measures are proportionate to the identified risks and compliant with regulatory mandates. Other options, while important, are typically outcomes or later stages of the risk management process. For instance, developing specific security awareness training (option b) is a control that would be informed by the risk assessment. Establishing a data retention policy (option c) is a governance activity that also relies on risk and legal considerations. Implementing encryption for data in transit (option d) is a technical control that should be selected based on the identified risks and the sensitivity of the data being transmitted.
Incorrect
The core principle being tested here is the application of ISO 27799:2016 in managing information security risks within a healthcare context, specifically concerning the handling of personal health information (PHI) in compliance with relevant regulations like HIPAA. The scenario describes a situation where a new telemedicine platform is being integrated, introducing new data flows and potential vulnerabilities. The question asks for the most appropriate initial step for the Information Security Manager.
ISO 27799:2016 emphasizes a risk-based approach to information security management. Clause 5.1.1, “Information security policy,” mandates the establishment of a policy that addresses information security in the context of organizational objectives and legal/regulatory requirements. Before implementing any controls or conducting specific assessments, understanding the existing risk landscape and aligning security measures with organizational goals and legal obligations is paramount.
A comprehensive risk assessment, as outlined in Clause 5.2.1, “Risk assessment,” is the foundational activity to identify, analyze, and evaluate risks. This assessment should consider the specific context of the telemedicine platform, including the types of PHI being processed, the technologies involved, the potential threats, and the vulnerabilities. It should also factor in the requirements of applicable laws and regulations, such as HIPAA’s Security Rule, which mandates a thorough risk analysis.
Therefore, the most appropriate initial step is to conduct a comprehensive risk assessment specifically tailored to the new telemedicine platform and its integration into the existing healthcare information systems. This assessment will inform subsequent decisions regarding security controls, policies, and procedures, ensuring that the implemented security measures are proportionate to the identified risks and compliant with regulatory mandates. Other options, while important, are typically outcomes or later stages of the risk management process. For instance, developing specific security awareness training (option b) is a control that would be informed by the risk assessment. Establishing a data retention policy (option c) is a governance activity that also relies on risk and legal considerations. Implementing encryption for data in transit (option d) is a technical control that should be selected based on the identified risks and the sensitivity of the data being transmitted.
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Question 16 of 30
16. Question
A regional health authority is deploying an advanced data analytics platform to identify public health trends from anonymized patient records. The platform aggregates data from multiple sources, increasing the potential for re-identification if not properly secured. The Information Security Manager must select the most critical criterion for choosing security controls for this new system, considering the sensitive nature of health data and the regulatory landscape, including HIPAA and GDPR principles, which are often addressed in conjunction with ISO 27799:2016. Which criterion should be prioritized when selecting these controls?
Correct
The core principle guiding the selection of a security control in health informatics, particularly under ISO 27799:2016, is the proportionality of the control to the identified risks and the specific context of the health information. Clause 5.1.1, “Information security policy,” and Clause 6.1, “Risk management,” emphasize the need for a risk-based approach. When evaluating the effectiveness of a control, the focus is on its ability to mitigate identified threats and vulnerabilities without imposing undue burden or hindering legitimate access to health information. The scenario describes a situation where a new data analytics platform is being implemented, introducing novel risks related to data aggregation and potential re-identification of anonymized data. The question asks for the most appropriate security control selection criterion. The criterion that directly aligns with the risk-based and context-specific requirements of ISO 27799:2016 is the one that ensures the control’s efficacy in addressing the unique threats posed by the analytics platform while remaining proportionate to the sensitivity of the health data and the operational environment. This involves a thorough risk assessment to understand the likelihood and impact of potential breaches or misuse, followed by the selection of controls that provide the most effective mitigation for those specific risks. Other criteria, such as cost-effectiveness or ease of implementation, are secondary to the fundamental requirement of risk mitigation and compliance with the standard’s principles. The standard stresses that controls should be selected based on their ability to achieve the desired security objectives in the context of the organization’s specific information security risk assessment.
Incorrect
The core principle guiding the selection of a security control in health informatics, particularly under ISO 27799:2016, is the proportionality of the control to the identified risks and the specific context of the health information. Clause 5.1.1, “Information security policy,” and Clause 6.1, “Risk management,” emphasize the need for a risk-based approach. When evaluating the effectiveness of a control, the focus is on its ability to mitigate identified threats and vulnerabilities without imposing undue burden or hindering legitimate access to health information. The scenario describes a situation where a new data analytics platform is being implemented, introducing novel risks related to data aggregation and potential re-identification of anonymized data. The question asks for the most appropriate security control selection criterion. The criterion that directly aligns with the risk-based and context-specific requirements of ISO 27799:2016 is the one that ensures the control’s efficacy in addressing the unique threats posed by the analytics platform while remaining proportionate to the sensitivity of the health data and the operational environment. This involves a thorough risk assessment to understand the likelihood and impact of potential breaches or misuse, followed by the selection of controls that provide the most effective mitigation for those specific risks. Other criteria, such as cost-effectiveness or ease of implementation, are secondary to the fundamental requirement of risk mitigation and compliance with the standard’s principles. The standard stresses that controls should be selected based on their ability to achieve the desired security objectives in the context of the organization’s specific information security risk assessment.
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Question 17 of 30
17. Question
A regional hospital network is transitioning its legacy patient record system to a modern, cloud-hosted Electronic Health Record (EHR) platform. The primary objective is to enhance accessibility for affiliated clinics and improve data analytics capabilities. The Chief Information Security Officer (CISO) is tasked with ensuring that this migration and ongoing operation adhere to the principles outlined in ISO 27799:2016, particularly concerning the management of sensitive patient health information (PHI) in a third-party environment. Considering the potential risks associated with cloud environments and the regulatory landscape (e.g., HIPAA in the United States), what is the most critical foundational step the CISO must champion to establish a secure and compliant cloud-based health information system?
Correct
The core principle being tested here is the appropriate application of ISO 27799:2016 controls in a specific health informatics context, particularly concerning the management of patient health information (PHI) in a cloud-based electronic health record (EHR) system. The scenario describes a situation where a healthcare provider is migrating its EHR to a cloud service. ISO 27799:2016, in conjunction with ISO 27001, provides a framework for information security management in health. Clause 6.2.1 of ISO 27799:2016 emphasizes the importance of ensuring that information security policies and procedures are established, implemented, reviewed, and maintained. Specifically, when using external service providers, such as cloud providers, the organization must ensure that the provider adheres to the same or equivalent security requirements. This involves a thorough assessment of the cloud provider’s security capabilities, including their data protection measures, access controls, incident management, and compliance with relevant regulations like HIPAA (in the US context, which is often a guiding principle in health informatics security). The organization must also define clear responsibilities and contractual agreements that specify security obligations.
The correct approach involves a comprehensive due diligence process before engaging the cloud provider and ongoing monitoring. This includes verifying the provider’s certifications (e.g., ISO 27001, SOC 2), conducting security audits, and ensuring that the contract explicitly addresses data ownership, data location, breach notification, and the secure deletion of data upon contract termination. The focus should be on establishing a robust security framework that encompasses both the organization’s internal controls and the controls implemented by the cloud provider, ensuring that PHI remains protected throughout its lifecycle. This aligns with the standard’s objective of safeguarding health information against unauthorized access, disclosure, alteration, or destruction.
Incorrect
The core principle being tested here is the appropriate application of ISO 27799:2016 controls in a specific health informatics context, particularly concerning the management of patient health information (PHI) in a cloud-based electronic health record (EHR) system. The scenario describes a situation where a healthcare provider is migrating its EHR to a cloud service. ISO 27799:2016, in conjunction with ISO 27001, provides a framework for information security management in health. Clause 6.2.1 of ISO 27799:2016 emphasizes the importance of ensuring that information security policies and procedures are established, implemented, reviewed, and maintained. Specifically, when using external service providers, such as cloud providers, the organization must ensure that the provider adheres to the same or equivalent security requirements. This involves a thorough assessment of the cloud provider’s security capabilities, including their data protection measures, access controls, incident management, and compliance with relevant regulations like HIPAA (in the US context, which is often a guiding principle in health informatics security). The organization must also define clear responsibilities and contractual agreements that specify security obligations.
The correct approach involves a comprehensive due diligence process before engaging the cloud provider and ongoing monitoring. This includes verifying the provider’s certifications (e.g., ISO 27001, SOC 2), conducting security audits, and ensuring that the contract explicitly addresses data ownership, data location, breach notification, and the secure deletion of data upon contract termination. The focus should be on establishing a robust security framework that encompasses both the organization’s internal controls and the controls implemented by the cloud provider, ensuring that PHI remains protected throughout its lifecycle. This aligns with the standard’s objective of safeguarding health information against unauthorized access, disclosure, alteration, or destruction.
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Question 18 of 30
18. Question
A regional health consortium is collaborating with an international biomedical research institute to analyze anonymized patient data. The consortium is responsible for transmitting large datasets of electronic health records, which have undergone a de-identification process as per established protocols, to the research institute via a dedicated secure channel. What is the most critical security control, as guided by ISO 27799:2016 principles, to ensure the confidentiality and integrity of this transmitted health information during transit, considering potential interception by unauthorized entities?
Correct
The core principle being tested here is the application of ISO 27799:2016 in a scenario involving the transfer of sensitive health information. Specifically, it addresses the requirements for ensuring the confidentiality, integrity, and availability of Personal Health Information (PHI) during transmission. The standard emphasizes the need for appropriate security controls, including encryption, access controls, and audit trails, to protect PHI from unauthorized disclosure or modification. In this scenario, the primary concern is the secure transmission of patient records to a third-party research institution. This necessitates a robust mechanism to prevent eavesdropping and tampering. While authentication and authorization are crucial for accessing the data, they do not directly address the security of the data *in transit*. Data integrity checks are important, but the most direct and comprehensive control for protecting data during transmission against unauthorized interception is encryption. Furthermore, the scenario implies a need for compliance with data protection regulations, such as GDPR or HIPAA, which mandate strong security measures for health data. Therefore, implementing end-to-end encryption for the data transfer aligns with the principles of ISO 27799:2016 and regulatory requirements by safeguarding the data from the point of origin to the point of receipt, ensuring that even if intercepted, the information remains unintelligible to unauthorized parties. This approach directly addresses the risk of unauthorized disclosure during transit, a critical aspect of health information security.
Incorrect
The core principle being tested here is the application of ISO 27799:2016 in a scenario involving the transfer of sensitive health information. Specifically, it addresses the requirements for ensuring the confidentiality, integrity, and availability of Personal Health Information (PHI) during transmission. The standard emphasizes the need for appropriate security controls, including encryption, access controls, and audit trails, to protect PHI from unauthorized disclosure or modification. In this scenario, the primary concern is the secure transmission of patient records to a third-party research institution. This necessitates a robust mechanism to prevent eavesdropping and tampering. While authentication and authorization are crucial for accessing the data, they do not directly address the security of the data *in transit*. Data integrity checks are important, but the most direct and comprehensive control for protecting data during transmission against unauthorized interception is encryption. Furthermore, the scenario implies a need for compliance with data protection regulations, such as GDPR or HIPAA, which mandate strong security measures for health data. Therefore, implementing end-to-end encryption for the data transfer aligns with the principles of ISO 27799:2016 and regulatory requirements by safeguarding the data from the point of origin to the point of receipt, ensuring that even if intercepted, the information remains unintelligible to unauthorized parties. This approach directly addresses the risk of unauthorized disclosure during transit, a critical aspect of health information security.
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Question 19 of 30
19. Question
A regional hospital network has recently migrated its patient health records to a secure, cloud-hosted Electronic Health Record (EHR) system. Following an audit, it was discovered that a former administrative assistant, whose employment was terminated three months prior, was able to access and download a significant volume of sensitive patient demographic and treatment data. The investigation revealed that their user account credentials were not immediately deactivated upon termination, and the system’s access logs confirmed the unauthorized access occurred last week. Considering the principles outlined in ISO 27799:2016 for managing information security in health informatics, which of the following actions would be the most critical immediate step to rectify the security lapse and prevent recurrence?
Correct
The core principle being tested here is the appropriate application of ISO 27799:2016 controls in a specific health informatics context, particularly concerning the management of patient health information (PHI) in a cloud-based electronic health record (EHR) system. The scenario describes a breach of confidentiality due to unauthorized access to PHI. ISO 27799:2016, in conjunction with ISO 27001, provides a framework for information security management in healthcare. Clause 8.2.3 of ISO 27799:2016 specifically addresses “Access Control,” emphasizing the need for a formal access control policy and procedures. It mandates that access to information and information processing facilities should be restricted to authorized users. Furthermore, it highlights the importance of user registration, de-registration, and authentication mechanisms. The scenario points to a failure in ensuring that only authorized personnel could access the PHI. Therefore, the most direct and relevant control to address this specific failure, as per the standard, is the implementation of robust user access management and authentication procedures. This encompasses defining roles and responsibilities, granting access based on the principle of least privilege, and regularly reviewing access rights. The other options, while important security considerations, do not directly address the root cause of unauthorized access to PHI in this scenario as effectively as proper access control. For instance, while data encryption (option b) is crucial for confidentiality, it does not prevent unauthorized users from accessing the encrypted data if access controls are weak. Regular security awareness training (option c) is vital but is a preventative measure that might not have stopped a determined or technically sophisticated unauthorized access if the underlying access controls were flawed. Incident response planning (option d) is essential for managing breaches but does not prevent the initial unauthorized access. The correct approach focuses on preventing the unauthorized access in the first place by rigorously managing who can access what information.
Incorrect
The core principle being tested here is the appropriate application of ISO 27799:2016 controls in a specific health informatics context, particularly concerning the management of patient health information (PHI) in a cloud-based electronic health record (EHR) system. The scenario describes a breach of confidentiality due to unauthorized access to PHI. ISO 27799:2016, in conjunction with ISO 27001, provides a framework for information security management in healthcare. Clause 8.2.3 of ISO 27799:2016 specifically addresses “Access Control,” emphasizing the need for a formal access control policy and procedures. It mandates that access to information and information processing facilities should be restricted to authorized users. Furthermore, it highlights the importance of user registration, de-registration, and authentication mechanisms. The scenario points to a failure in ensuring that only authorized personnel could access the PHI. Therefore, the most direct and relevant control to address this specific failure, as per the standard, is the implementation of robust user access management and authentication procedures. This encompasses defining roles and responsibilities, granting access based on the principle of least privilege, and regularly reviewing access rights. The other options, while important security considerations, do not directly address the root cause of unauthorized access to PHI in this scenario as effectively as proper access control. For instance, while data encryption (option b) is crucial for confidentiality, it does not prevent unauthorized users from accessing the encrypted data if access controls are weak. Regular security awareness training (option c) is vital but is a preventative measure that might not have stopped a determined or technically sophisticated unauthorized access if the underlying access controls were flawed. Incident response planning (option d) is essential for managing breaches but does not prevent the initial unauthorized access. The correct approach focuses on preventing the unauthorized access in the first place by rigorously managing who can access what information.
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Question 20 of 30
20. Question
A regional healthcare provider, operating under strict adherence to the Health Insurance Portability and Accountability Act (HIPAA) and leveraging ISO 27799:2016 guidelines, has identified a critical vulnerability in its legacy electronic health record (EHR) system. This vulnerability, if exploited, could lead to the unauthorized disclosure of patient demographic data and treatment histories to external parties. The risk assessment indicates a high likelihood of exploitation due to the system’s outdated authentication protocols and a severe impact on patient privacy and organizational reputation. Which of the following security control strategies would be the most appropriate initial response to mitigate this identified risk, aligning with the principles of ISO 27799:2016 for information security management in health informatics?
Correct
The core principle guiding the selection of an appropriate security control for protecting sensitive health information (PHI) in a networked environment, particularly when considering the implications of the Health Insurance Portability and Accountability Act (HIPAA) in the United States, is the risk assessment process. ISO 27799:2016 emphasizes that controls should be selected based on their effectiveness in mitigating identified risks to an acceptable level. This involves understanding the threats, vulnerabilities, and potential impact on the confidentiality, integrity, and availability of PHI. A control that addresses a high-probability, high-impact threat would be prioritized. For instance, if a risk assessment reveals a significant vulnerability to unauthorized access of patient records due to weak authentication mechanisms, implementing multi-factor authentication would be a highly effective control. Conversely, a control that addresses a low-probability, low-impact threat might be considered less critical. The selection is not arbitrary; it’s a systematic process driven by the organization’s specific risk profile and its legal and regulatory obligations, such as those mandated by HIPAA for covered entities and business associates. The goal is to achieve a balance between security and operational efficiency, ensuring that resources are allocated to the most impactful security measures. Therefore, the most appropriate security control is one that directly mitigates a significant identified risk, as determined through a comprehensive risk assessment.
Incorrect
The core principle guiding the selection of an appropriate security control for protecting sensitive health information (PHI) in a networked environment, particularly when considering the implications of the Health Insurance Portability and Accountability Act (HIPAA) in the United States, is the risk assessment process. ISO 27799:2016 emphasizes that controls should be selected based on their effectiveness in mitigating identified risks to an acceptable level. This involves understanding the threats, vulnerabilities, and potential impact on the confidentiality, integrity, and availability of PHI. A control that addresses a high-probability, high-impact threat would be prioritized. For instance, if a risk assessment reveals a significant vulnerability to unauthorized access of patient records due to weak authentication mechanisms, implementing multi-factor authentication would be a highly effective control. Conversely, a control that addresses a low-probability, low-impact threat might be considered less critical. The selection is not arbitrary; it’s a systematic process driven by the organization’s specific risk profile and its legal and regulatory obligations, such as those mandated by HIPAA for covered entities and business associates. The goal is to achieve a balance between security and operational efficiency, ensuring that resources are allocated to the most impactful security measures. Therefore, the most appropriate security control is one that directly mitigates a significant identified risk, as determined through a comprehensive risk assessment.
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Question 21 of 30
21. Question
A regional health network, operating under strict data privacy regulations similar to HIPAA and GDPR, has identified a moderate risk of unauthorized access to patient records stored on legacy servers due to known vulnerabilities in the operating system. The cost of upgrading these servers to a modern, secure platform is prohibitively high in the short term. However, implementing enhanced network segmentation and deploying a robust intrusion detection system (IDS) on the segment containing these servers is deemed feasible and cost-effective. This approach aims to isolate the vulnerable systems and provide early warning of any attempted breaches. Considering the organization’s risk appetite and the principle of proportionality in security investments, which risk treatment strategy best aligns with the guidance provided by ISO 27799:2016 for managing this specific scenario?
Correct
The core principle guiding the selection of an appropriate risk treatment strategy in health informatics, as per ISO 27799:2016, hinges on balancing the residual risk with the cost and feasibility of implementing controls. When a risk assessment identifies a significant threat to the confidentiality, integrity, or availability of electronic health information (eHI), the organization must decide whether to accept, avoid, transfer, or mitigate that risk. Mitigation involves implementing controls to reduce the likelihood or impact of the risk. The standard emphasizes that the chosen treatment should bring the residual risk to an acceptable level, considering the organization’s risk appetite and legal/regulatory obligations, such as those stemming from HIPAA in the United States or GDPR in Europe concerning data protection. The decision-making process involves evaluating the effectiveness of potential controls against the identified risk, considering their operational impact, and ensuring that the cost of implementing controls does not disproportionately outweigh the potential damage from the risk event. Therefore, the most appropriate strategy is one that demonstrably reduces the risk to an acceptable threshold without introducing undue financial or operational burdens, aligning with the organization’s overall security posture and objectives.
Incorrect
The core principle guiding the selection of an appropriate risk treatment strategy in health informatics, as per ISO 27799:2016, hinges on balancing the residual risk with the cost and feasibility of implementing controls. When a risk assessment identifies a significant threat to the confidentiality, integrity, or availability of electronic health information (eHI), the organization must decide whether to accept, avoid, transfer, or mitigate that risk. Mitigation involves implementing controls to reduce the likelihood or impact of the risk. The standard emphasizes that the chosen treatment should bring the residual risk to an acceptable level, considering the organization’s risk appetite and legal/regulatory obligations, such as those stemming from HIPAA in the United States or GDPR in Europe concerning data protection. The decision-making process involves evaluating the effectiveness of potential controls against the identified risk, considering their operational impact, and ensuring that the cost of implementing controls does not disproportionately outweigh the potential damage from the risk event. Therefore, the most appropriate strategy is one that demonstrably reduces the risk to an acceptable threshold without introducing undue financial or operational burdens, aligning with the organization’s overall security posture and objectives.
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Question 22 of 30
22. Question
A regional health network is implementing a new cloud-based electronic health record (EHR) system. A comprehensive risk assessment identifies a significant threat of unauthorized access to sensitive patient data due to sophisticated cyber-attacks, with a high probability of occurrence and a severe impact on patient privacy and regulatory compliance under HIPAA and GDPR. The estimated cost to implement a state-of-the-art, on-premise security infrastructure to fully mitigate this threat would exceed the organization’s annual IT budget by a substantial margin. Considering the principles outlined in ISO 27799:2016 for managing information security in health informatics, which risk treatment option would be the most prudent and justifiable course of action in this specific situation?
Correct
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically referencing ISO 27799:2016. When a risk is identified as having a high likelihood and a high impact, and the cost of implementing a complete mitigation strategy is prohibitive or disproportionate to the potential loss, the organization must consider alternative approaches. Transferring the risk, in this scenario, is the most suitable option. This involves shifting the financial burden of potential loss to a third party, such as through insurance. While risk reduction (mitigation) is generally preferred, it’s not always feasible or cost-effective for all high-level risks. Risk acceptance might be considered if the residual risk after mitigation is within the organization’s risk appetite, but for a high-likelihood, high-impact scenario, this is less likely to be the primary strategy. Risk avoidance, by ceasing the activity that generates the risk, is often impractical in healthcare settings where critical patient data must be managed. Therefore, transferring the risk via appropriate insurance mechanisms aligns best with managing a significant, unavoidable threat to patient data confidentiality and integrity when direct mitigation is not economically viable.
Incorrect
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically referencing ISO 27799:2016. When a risk is identified as having a high likelihood and a high impact, and the cost of implementing a complete mitigation strategy is prohibitive or disproportionate to the potential loss, the organization must consider alternative approaches. Transferring the risk, in this scenario, is the most suitable option. This involves shifting the financial burden of potential loss to a third party, such as through insurance. While risk reduction (mitigation) is generally preferred, it’s not always feasible or cost-effective for all high-level risks. Risk acceptance might be considered if the residual risk after mitigation is within the organization’s risk appetite, but for a high-likelihood, high-impact scenario, this is less likely to be the primary strategy. Risk avoidance, by ceasing the activity that generates the risk, is often impractical in healthcare settings where critical patient data must be managed. Therefore, transferring the risk via appropriate insurance mechanisms aligns best with managing a significant, unavoidable threat to patient data confidentiality and integrity when direct mitigation is not economically viable.
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Question 23 of 30
23. Question
A multinational healthcare organization, providing telehealth services across several continents, must ensure its health information security practices align with ISO 27799:2016. The organization processes personal health information (PHI) for patients residing in regions governed by diverse data protection regulations, including the General Data Protection Regulation (GDPR) in Europe and the Health Insurance Portability and Accountability Act (HIPAA) in the United States, alongside other national privacy laws. As the Health Information Security Manager, what is the most effective strategy to ensure comprehensive compliance and robust security for all PHI handled by the organization?
Correct
The core principle being tested here is the application of ISO 27799:2016’s guidance on the management of health information security, specifically concerning the responsibilities of a health information security manager in a multi-jurisdictional healthcare provider. The standard emphasizes a risk-based approach and the need to align security measures with legal and regulatory frameworks. In this scenario, the provider operates across jurisdictions with differing data protection laws (e.g., GDPR in Europe, HIPAA in the US, and potentially other national or regional regulations). The health information security manager must ensure that the organization’s security policies and procedures are not only compliant with the overarching principles of ISO 27799 but also demonstrably meet the most stringent applicable legal requirements. This involves a continuous process of identifying relevant legislation, assessing its impact on health information security, and implementing controls that satisfy these requirements. The manager’s role is to orchestrate this compliance, ensuring that the organization’s security posture is robust enough to protect personal health information (PHI) across all operating environments, irrespective of the specific location of data processing or patient origin. Therefore, the most effective approach is to adopt a framework that mandates adherence to the highest common denominator of legal and regulatory obligations, supplemented by specific controls for unique jurisdictional requirements. This ensures a baseline of robust security and compliance that can be layered upon as needed.
Incorrect
The core principle being tested here is the application of ISO 27799:2016’s guidance on the management of health information security, specifically concerning the responsibilities of a health information security manager in a multi-jurisdictional healthcare provider. The standard emphasizes a risk-based approach and the need to align security measures with legal and regulatory frameworks. In this scenario, the provider operates across jurisdictions with differing data protection laws (e.g., GDPR in Europe, HIPAA in the US, and potentially other national or regional regulations). The health information security manager must ensure that the organization’s security policies and procedures are not only compliant with the overarching principles of ISO 27799 but also demonstrably meet the most stringent applicable legal requirements. This involves a continuous process of identifying relevant legislation, assessing its impact on health information security, and implementing controls that satisfy these requirements. The manager’s role is to orchestrate this compliance, ensuring that the organization’s security posture is robust enough to protect personal health information (PHI) across all operating environments, irrespective of the specific location of data processing or patient origin. Therefore, the most effective approach is to adopt a framework that mandates adherence to the highest common denominator of legal and regulatory obligations, supplemented by specific controls for unique jurisdictional requirements. This ensures a baseline of robust security and compliance that can be layered upon as needed.
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Question 24 of 30
24. Question
A healthcare organization’s information security risk assessment identifies a high likelihood of a ransomware attack targeting its patient electronic health record (EHR) system, with a high potential impact on patient care continuity and data confidentiality. The organization has a robust business continuity plan but lacks specific technical controls to prevent initial system compromise by advanced persistent threats. What is the most appropriate risk treatment strategy according to the principles outlined in ISO 27799:2016 for this scenario?
Correct
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically as guided by ISO 27799:2016. When a risk is identified as being of high severity and high likelihood, the organization must implement controls to reduce either the likelihood or the impact, or both. The standard emphasizes a proactive approach to managing risks that pose a significant threat to the confidentiality, integrity, and availability of health information. Transferring the risk, while a valid strategy in some contexts, is generally not the primary or most effective method for managing high-severity, high-likelihood risks directly related to the core operations of a healthcare provider, especially when the potential impact on patient safety and data privacy is substantial. Accepting such a risk without mitigation would be contrary to the standard’s intent. Similarly, while documenting the risk is essential, it does not constitute treatment. Therefore, the most appropriate action is to actively reduce the risk through the implementation of suitable security controls, aligning with the principles of risk mitigation and the due diligence expected of health information security managers. This aligns with the overall goal of ISO 27799:2016, which is to provide guidance on protecting health information and to ensure that appropriate security measures are in place to manage identified risks effectively. The chosen approach directly addresses the identified threat by implementing measures to decrease the probability of its occurrence or lessen its potential impact, thereby bringing the residual risk to an acceptable level.
Incorrect
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically as guided by ISO 27799:2016. When a risk is identified as being of high severity and high likelihood, the organization must implement controls to reduce either the likelihood or the impact, or both. The standard emphasizes a proactive approach to managing risks that pose a significant threat to the confidentiality, integrity, and availability of health information. Transferring the risk, while a valid strategy in some contexts, is generally not the primary or most effective method for managing high-severity, high-likelihood risks directly related to the core operations of a healthcare provider, especially when the potential impact on patient safety and data privacy is substantial. Accepting such a risk without mitigation would be contrary to the standard’s intent. Similarly, while documenting the risk is essential, it does not constitute treatment. Therefore, the most appropriate action is to actively reduce the risk through the implementation of suitable security controls, aligning with the principles of risk mitigation and the due diligence expected of health information security managers. This aligns with the overall goal of ISO 27799:2016, which is to provide guidance on protecting health information and to ensure that appropriate security measures are in place to manage identified risks effectively. The chosen approach directly addresses the identified threat by implementing measures to decrease the probability of its occurrence or lessen its potential impact, thereby bringing the residual risk to an acceptable level.
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Question 25 of 30
25. Question
A healthcare provider utilizing a cloud-based electronic health record (EHR) system experiences an unauthorized access event originating from a compromised credential belonging to a third-party vendor providing system maintenance. The event logs indicate that sensitive patient demographic and clinical data were accessed. What is the most critical immediate action the healthcare provider’s information security manager must initiate to mitigate the ongoing risk?
Correct
The core principle being tested here is the application of risk management in the context of health informatics, specifically concerning the protection of personal health information (PHI) as mandated by standards like ISO 27799:2016 and relevant regulations such as HIPAA in the US or GDPR in Europe. The scenario describes a breach involving a third-party vendor, which necessitates a structured response aligned with risk assessment and mitigation strategies. The question asks for the *primary* immediate action.
When a security incident involving PHI occurs, especially with a third-party vendor, the immediate priority is to contain the incident and understand its scope to prevent further unauthorized access or disclosure. This involves a systematic process. First, the incident must be identified and reported internally according to the organization’s incident response plan. Second, the immediate impact needs to be assessed, which includes determining the nature of the breach, the systems affected, and the type and volume of PHI compromised. Third, containment measures are crucial to stop the ongoing unauthorized activity. This might involve isolating affected systems, revoking vendor access, or disabling compromised accounts.
While notifying affected individuals and regulatory bodies is a critical step, it typically follows the initial containment and assessment phases to ensure accurate information is provided. Similarly, a full forensic investigation, while important for root cause analysis and future prevention, is a subsequent step after immediate containment. Reviewing vendor contracts is a crucial long-term risk management activity but not the *primary* immediate action during an active breach. Therefore, the most appropriate initial action is to contain the breach and assess its scope.
Incorrect
The core principle being tested here is the application of risk management in the context of health informatics, specifically concerning the protection of personal health information (PHI) as mandated by standards like ISO 27799:2016 and relevant regulations such as HIPAA in the US or GDPR in Europe. The scenario describes a breach involving a third-party vendor, which necessitates a structured response aligned with risk assessment and mitigation strategies. The question asks for the *primary* immediate action.
When a security incident involving PHI occurs, especially with a third-party vendor, the immediate priority is to contain the incident and understand its scope to prevent further unauthorized access or disclosure. This involves a systematic process. First, the incident must be identified and reported internally according to the organization’s incident response plan. Second, the immediate impact needs to be assessed, which includes determining the nature of the breach, the systems affected, and the type and volume of PHI compromised. Third, containment measures are crucial to stop the ongoing unauthorized activity. This might involve isolating affected systems, revoking vendor access, or disabling compromised accounts.
While notifying affected individuals and regulatory bodies is a critical step, it typically follows the initial containment and assessment phases to ensure accurate information is provided. Similarly, a full forensic investigation, while important for root cause analysis and future prevention, is a subsequent step after immediate containment. Reviewing vendor contracts is a crucial long-term risk management activity but not the *primary* immediate action during an active breach. Therefore, the most appropriate initial action is to contain the breach and assess its scope.
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Question 26 of 30
26. Question
A regional hospital network is evaluating the migration of its legacy patient record system to a Software-as-a-Service (SaaS) cloud platform. The primary objective is to enhance accessibility and interoperability while ensuring the confidentiality, integrity, and availability of sensitive personal health information (PHI) as mandated by regulations such as HIPAA and the principles outlined in ISO 27799:2016. Which of the following approaches best aligns with the standard’s guidance for managing information security risks in this scenario?
Correct
The core principle being tested here is the application of ISO 27799:2016’s guidance on managing risks associated with the use of health information in electronic form, specifically concerning the protection of personal health information (PHI) against unauthorized access, modification, or disclosure. The standard emphasizes a risk-based approach, aligning with broader information security frameworks like ISO 27001. When a healthcare organization is considering the adoption of a new cloud-based electronic health record (EHR) system, a comprehensive risk assessment is paramount. This assessment must identify potential threats and vulnerabilities specific to cloud environments and their impact on PHI. The identified risks then inform the selection and implementation of appropriate security controls. These controls should address aspects such as data encryption (both in transit and at rest), access management (least privilege, role-based access), audit logging, vendor due diligence (ensuring the cloud provider meets security and privacy requirements, potentially through contractual agreements and certifications), and incident response planning. The goal is to ensure that the chosen cloud solution provides a level of security and privacy protection for PHI that is equivalent to or exceeds that which would be maintained in an on-premises environment, while also complying with relevant data protection regulations like HIPAA in the US or GDPR in Europe. Therefore, the most effective strategy involves a thorough risk assessment that directly informs the selection of security controls tailored to the cloud context and the specific data being processed.
Incorrect
The core principle being tested here is the application of ISO 27799:2016’s guidance on managing risks associated with the use of health information in electronic form, specifically concerning the protection of personal health information (PHI) against unauthorized access, modification, or disclosure. The standard emphasizes a risk-based approach, aligning with broader information security frameworks like ISO 27001. When a healthcare organization is considering the adoption of a new cloud-based electronic health record (EHR) system, a comprehensive risk assessment is paramount. This assessment must identify potential threats and vulnerabilities specific to cloud environments and their impact on PHI. The identified risks then inform the selection and implementation of appropriate security controls. These controls should address aspects such as data encryption (both in transit and at rest), access management (least privilege, role-based access), audit logging, vendor due diligence (ensuring the cloud provider meets security and privacy requirements, potentially through contractual agreements and certifications), and incident response planning. The goal is to ensure that the chosen cloud solution provides a level of security and privacy protection for PHI that is equivalent to or exceeds that which would be maintained in an on-premises environment, while also complying with relevant data protection regulations like HIPAA in the US or GDPR in Europe. Therefore, the most effective strategy involves a thorough risk assessment that directly informs the selection of security controls tailored to the cloud context and the specific data being processed.
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Question 27 of 30
27. Question
A regional healthcare provider, operating under multiple national and sub-national data protection laws, receives a request from a former patient to permanently delete all their associated electronic health records. The organization’s IT department is prepared to execute this deletion. As the Information Security Manager, what is the most critical first step to ensure compliance with ISO 27799:2016 and relevant legal frameworks before authorizing any data destruction?
Correct
The core principle being tested here is the application of ISO 27799:2016’s guidance on the retention and disposal of health information, particularly in the context of legal and regulatory requirements. While specific retention periods vary by jurisdiction and the type of health record, ISO 27799:2016 emphasizes the need for a documented policy that aligns with these external obligations. The standard itself does not prescribe exact retention periods but mandates that organizations establish and follow procedures that meet legal, regulatory, and business needs. Therefore, the most appropriate action for an Information Security Manager, when faced with a request to permanently delete health records that may still be subject to legal retention requirements, is to consult the organization’s established retention policy and relevant jurisdictional laws. This ensures compliance and avoids premature destruction of data that could lead to legal repercussions. The other options represent either a direct violation of potential legal obligations (permanent deletion without verification), an abdication of responsibility (delegating to IT without considering legal aspects), or an incomplete approach (relying solely on IT policy without broader legal context). The correct approach involves a thorough review of the organization’s documented retention schedule, which is informed by applicable legislation such as HIPAA in the United States, GDPR in Europe, or similar national data protection and health record laws, and then acting in accordance with that policy.
Incorrect
The core principle being tested here is the application of ISO 27799:2016’s guidance on the retention and disposal of health information, particularly in the context of legal and regulatory requirements. While specific retention periods vary by jurisdiction and the type of health record, ISO 27799:2016 emphasizes the need for a documented policy that aligns with these external obligations. The standard itself does not prescribe exact retention periods but mandates that organizations establish and follow procedures that meet legal, regulatory, and business needs. Therefore, the most appropriate action for an Information Security Manager, when faced with a request to permanently delete health records that may still be subject to legal retention requirements, is to consult the organization’s established retention policy and relevant jurisdictional laws. This ensures compliance and avoids premature destruction of data that could lead to legal repercussions. The other options represent either a direct violation of potential legal obligations (permanent deletion without verification), an abdication of responsibility (delegating to IT without considering legal aspects), or an incomplete approach (relying solely on IT policy without broader legal context). The correct approach involves a thorough review of the organization’s documented retention schedule, which is informed by applicable legislation such as HIPAA in the United States, GDPR in Europe, or similar national data protection and health record laws, and then acting in accordance with that policy.
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Question 28 of 30
28. Question
A regional healthcare network is operating a critical legacy Electronic Health Record (EHR) system that houses sensitive patient information. A recent penetration test revealed a significant architectural flaw that, if exploited, could lead to widespread unauthorized access and potential data exfiltration. The likelihood of exploitation is assessed as high due to the known nature of the vulnerability, and the potential impact on patient privacy and organizational reputation is categorized as severe. The IT security team has investigated several mitigation strategies, including system patching and implementing compensating controls, but the vendor no longer supports the system, and the cost and complexity of developing custom patches or alternative controls are deemed prohibitively high, exceeding the organization’s current budget and technical capabilities for the foreseeable future. Given these constraints, what is the most appropriate risk treatment strategy according to the principles outlined in ISO 27799:2016 for managing this identified high-likelihood, high-impact risk?
Correct
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically referencing ISO 27799:2016. When a risk is identified as having a high likelihood and a high impact, and the cost or feasibility of mitigation is prohibitive, the standard recommends considering risk acceptance. However, acceptance must be a deliberate and documented decision, not an oversight. The scenario describes a situation where a critical vulnerability in a legacy electronic health record (EHR) system has been identified. This vulnerability, if exploited, could lead to a significant breach of patient data (high impact) and is known to be present in the system’s architecture (high likelihood). The organization has explored mitigation options, but they are deemed prohibitively expensive and technically complex due to the system’s age and lack of vendor support. In this context, the most aligned approach with ISO 27799:2016, particularly when considering the balance between security and operational continuity, is to formally accept the risk, provided that this acceptance is documented, justified, and communicated to relevant stakeholders, including senior management. This acceptance should be accompanied by a plan for ongoing monitoring and a commitment to re-evaluate the risk if circumstances change, such as the availability of a viable upgrade path or a shift in the threat landscape. Transferring the risk through insurance, while a valid risk treatment option, does not address the underlying vulnerability and is often a supplementary measure rather than a primary solution for such a fundamental system flaw. Avoiding the risk by decommissioning the system is ideal but may not be immediately feasible. Mitigating the risk is the preferred option, but the scenario explicitly states this is not practical. Therefore, documented risk acceptance, with appropriate oversight and contingency planning, is the most fitting response.
Incorrect
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically referencing ISO 27799:2016. When a risk is identified as having a high likelihood and a high impact, and the cost or feasibility of mitigation is prohibitive, the standard recommends considering risk acceptance. However, acceptance must be a deliberate and documented decision, not an oversight. The scenario describes a situation where a critical vulnerability in a legacy electronic health record (EHR) system has been identified. This vulnerability, if exploited, could lead to a significant breach of patient data (high impact) and is known to be present in the system’s architecture (high likelihood). The organization has explored mitigation options, but they are deemed prohibitively expensive and technically complex due to the system’s age and lack of vendor support. In this context, the most aligned approach with ISO 27799:2016, particularly when considering the balance between security and operational continuity, is to formally accept the risk, provided that this acceptance is documented, justified, and communicated to relevant stakeholders, including senior management. This acceptance should be accompanied by a plan for ongoing monitoring and a commitment to re-evaluate the risk if circumstances change, such as the availability of a viable upgrade path or a shift in the threat landscape. Transferring the risk through insurance, while a valid risk treatment option, does not address the underlying vulnerability and is often a supplementary measure rather than a primary solution for such a fundamental system flaw. Avoiding the risk by decommissioning the system is ideal but may not be immediately feasible. Mitigating the risk is the preferred option, but the scenario explicitly states this is not practical. Therefore, documented risk acceptance, with appropriate oversight and contingency planning, is the most fitting response.
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Question 29 of 30
29. Question
A research institution has requested access to a large dataset of electronic health records (EHRs) containing sensitive patient information for a study on rare disease epidemiology. The institution proposes to anonymize the data using a combination of k-anonymity and differential privacy techniques before sharing it. As the Information Security Manager for the healthcare provider, what is the most critical factor to ensure before granting access to the processed data, considering ISO 27799:2016 principles and relevant data protection regulations like GDPR?
Correct
The core principle of ISO 27799:2016 in managing health information security risks, particularly concerning the use of personal health information (PHI) in research, is to ensure that the security controls implemented are proportionate to the identified risks and align with legal and regulatory frameworks. When a healthcare organization proposes to anonymize PHI for a research project, the primary consideration is not merely the technical process of anonymization but the overarching governance and assurance that this process effectively mitigates the risk of re-identification. This involves a multi-faceted approach that includes:
1. **Risk Assessment:** A thorough assessment of the potential risks associated with the specific dataset and research objectives, including the likelihood and impact of re-identification.
2. **Anonymization Techniques:** Selection and application of appropriate anonymization techniques (e.g., generalization, suppression, perturbation) that are robust enough to protect privacy while maintaining data utility for research.
3. **Legal and Regulatory Compliance:** Ensuring adherence to relevant data protection laws and regulations, such as GDPR (General Data Protection Regulation) or HIPAA (Health Insurance Portability and Accountability Act), which often dictate specific requirements for handling PHI, even when anonymized.
4. **Governance and Oversight:** Establishing clear policies, procedures, and oversight mechanisms to manage the anonymization process, including data access controls, audit trails, and review of anonymization effectiveness.
5. **Data Utility vs. Privacy Trade-off:** Balancing the need to preserve data utility for research purposes with the imperative to protect individual privacy.Considering a scenario where a research team requests anonymized patient data for a study on disease prevalence, the information security manager must evaluate the proposed anonymization strategy. The strategy must demonstrably reduce the risk of re-identification to an acceptable level, considering the sensitivity of the data and the potential for linkage with external datasets. This involves verifying that the anonymization process is not only technically sound but also integrated into a comprehensive information security management system that addresses governance, legal compliance, and ongoing monitoring. The focus is on establishing a defensible position that the data, once processed, no longer constitutes personal data under applicable regulations, thereby removing it from the direct purview of certain stringent data protection measures while still maintaining a high standard of security for the anonymized dataset itself. The effectiveness of the anonymization is paramount, and its validation is a key component of the information security manager’s responsibility.
Incorrect
The core principle of ISO 27799:2016 in managing health information security risks, particularly concerning the use of personal health information (PHI) in research, is to ensure that the security controls implemented are proportionate to the identified risks and align with legal and regulatory frameworks. When a healthcare organization proposes to anonymize PHI for a research project, the primary consideration is not merely the technical process of anonymization but the overarching governance and assurance that this process effectively mitigates the risk of re-identification. This involves a multi-faceted approach that includes:
1. **Risk Assessment:** A thorough assessment of the potential risks associated with the specific dataset and research objectives, including the likelihood and impact of re-identification.
2. **Anonymization Techniques:** Selection and application of appropriate anonymization techniques (e.g., generalization, suppression, perturbation) that are robust enough to protect privacy while maintaining data utility for research.
3. **Legal and Regulatory Compliance:** Ensuring adherence to relevant data protection laws and regulations, such as GDPR (General Data Protection Regulation) or HIPAA (Health Insurance Portability and Accountability Act), which often dictate specific requirements for handling PHI, even when anonymized.
4. **Governance and Oversight:** Establishing clear policies, procedures, and oversight mechanisms to manage the anonymization process, including data access controls, audit trails, and review of anonymization effectiveness.
5. **Data Utility vs. Privacy Trade-off:** Balancing the need to preserve data utility for research purposes with the imperative to protect individual privacy.Considering a scenario where a research team requests anonymized patient data for a study on disease prevalence, the information security manager must evaluate the proposed anonymization strategy. The strategy must demonstrably reduce the risk of re-identification to an acceptable level, considering the sensitivity of the data and the potential for linkage with external datasets. This involves verifying that the anonymization process is not only technically sound but also integrated into a comprehensive information security management system that addresses governance, legal compliance, and ongoing monitoring. The focus is on establishing a defensible position that the data, once processed, no longer constitutes personal data under applicable regulations, thereby removing it from the direct purview of certain stringent data protection measures while still maintaining a high standard of security for the anonymized dataset itself. The effectiveness of the anonymization is paramount, and its validation is a key component of the information security manager’s responsibility.
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Question 30 of 30
30. Question
A regional hospital network, utilizing a newly implemented electronic health record (EHR) system, has identified a significant risk associated with the potential for unauthorized access to patient demographic and clinical data due to a complex, multi-layered authentication process that has proven difficult for some clinical staff to navigate correctly. This complexity has led to an increased number of failed login attempts and a higher probability of credential compromise, while the impact of a successful breach would be severe, including potential patient harm, regulatory fines under HIPAA, and reputational damage. Considering the principles outlined in ISO 27799:2016 for managing information security risks in health informatics, which risk treatment strategy would be the most appropriate initial response to address this identified vulnerability?
Correct
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically as guided by ISO 27799:2016. When a risk is identified as having a high likelihood and a high impact, the primary objective is to reduce the risk to an acceptable level. This is most effectively achieved through risk mitigation, which involves implementing controls to decrease either the likelihood of the risk occurring or the impact if it does occur, or both. Transferring the risk, such as through insurance, is a valid strategy but doesn’t eliminate the risk itself and often comes with its own set of residual risks and costs. Risk acceptance is only appropriate for low-level risks or when the cost of mitigation outweighs the potential impact. Risk avoidance, while effective in eliminating a specific risk, might not be feasible or desirable if it means foregoing essential health services or data processing. Therefore, the most proactive and comprehensive approach for a high-likelihood, high-impact risk is mitigation. This aligns with the standard’s emphasis on a systematic approach to managing information security risks in healthcare.
Incorrect
The core principle being tested here is the appropriate application of risk treatment strategies within the context of health informatics, specifically as guided by ISO 27799:2016. When a risk is identified as having a high likelihood and a high impact, the primary objective is to reduce the risk to an acceptable level. This is most effectively achieved through risk mitigation, which involves implementing controls to decrease either the likelihood of the risk occurring or the impact if it does occur, or both. Transferring the risk, such as through insurance, is a valid strategy but doesn’t eliminate the risk itself and often comes with its own set of residual risks and costs. Risk acceptance is only appropriate for low-level risks or when the cost of mitigation outweighs the potential impact. Risk avoidance, while effective in eliminating a specific risk, might not be feasible or desirable if it means foregoing essential health services or data processing. Therefore, the most proactive and comprehensive approach for a high-likelihood, high-impact risk is mitigation. This aligns with the standard’s emphasis on a systematic approach to managing information security risks in healthcare.