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Question 1 of 30
1. Question
Consider a scenario where a financial institution’s core trading platform, deemed a mission-critical service, has been assigned a Recovery Time Objective (RTO) of less than 5 minutes and a Recovery Point Objective (RPO) of near-zero. The institution operates under stringent regulatory compliance mandates that require uninterrupted service availability during market hours. Which disaster recovery strategy would most effectively align with these demanding requirements and regulatory obligations?
Correct
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically focusing on the concept of Recovery Time Objective (RTO) and Recovery Point Objective (RPO) within the context of ISO/IEC 24762:2008. The question posits a scenario where a critical business process has a very low RTO and RPO, necessitating a robust and immediate recovery solution. The correct approach involves selecting a DR strategy that can meet these stringent requirements. A fully redundant, active-active data center configuration ensures that if one site fails, the other can immediately take over the workload with minimal or no data loss and virtually no downtime. This directly addresses the low RTO and RPO by providing continuous availability. Other options, while potentially part of a DR strategy, do not inherently guarantee the immediate failover and data synchronization required for such aggressive objectives. For instance, a hot standby might still involve a brief failover period and potential for minor data loss if synchronization isn’t perfectly real-time. A cold standby is clearly insufficient for such demanding requirements. A cloud-based backup and restore solution, while valuable, typically has a longer RTO and RPO than what is implied by the scenario’s critical nature and low recovery targets. Therefore, the active-active data center model is the most appropriate and effective strategy to satisfy the stated business needs.
Incorrect
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically focusing on the concept of Recovery Time Objective (RTO) and Recovery Point Objective (RPO) within the context of ISO/IEC 24762:2008. The question posits a scenario where a critical business process has a very low RTO and RPO, necessitating a robust and immediate recovery solution. The correct approach involves selecting a DR strategy that can meet these stringent requirements. A fully redundant, active-active data center configuration ensures that if one site fails, the other can immediately take over the workload with minimal or no data loss and virtually no downtime. This directly addresses the low RTO and RPO by providing continuous availability. Other options, while potentially part of a DR strategy, do not inherently guarantee the immediate failover and data synchronization required for such aggressive objectives. For instance, a hot standby might still involve a brief failover period and potential for minor data loss if synchronization isn’t perfectly real-time. A cold standby is clearly insufficient for such demanding requirements. A cloud-based backup and restore solution, while valuable, typically has a longer RTO and RPO than what is implied by the scenario’s critical nature and low recovery targets. Therefore, the active-active data center model is the most appropriate and effective strategy to satisfy the stated business needs.
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Question 2 of 30
2. Question
When evaluating potential IT disaster recovery strategies for a financial services organization, what is the paramount factor that dictates the suitability of a particular approach, ensuring compliance with the overarching business continuity framework as outlined by ISO/IEC 24762:2008?
Correct
The core principle guiding the selection of an appropriate recovery strategy, as delineated in ISO/IEC 24762:2008, is the alignment with business continuity objectives, specifically the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While cost-effectiveness is a crucial consideration, it is secondary to ensuring that the chosen strategy can meet the defined recovery targets. A strategy that is highly cost-effective but fails to restore critical services within the RTO or recover data within the RPO would be fundamentally inadequate. Similarly, while the availability of technical expertise is necessary for implementation, it does not dictate the *appropriateness* of the strategy itself in relation to business needs. The robustness of the strategy is important, but it must first and foremost be capable of meeting the RTO and RPO. Therefore, the primary determinant is the ability to satisfy the business’s defined recovery parameters, which are encapsulated by the RTO and RPO.
Incorrect
The core principle guiding the selection of an appropriate recovery strategy, as delineated in ISO/IEC 24762:2008, is the alignment with business continuity objectives, specifically the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While cost-effectiveness is a crucial consideration, it is secondary to ensuring that the chosen strategy can meet the defined recovery targets. A strategy that is highly cost-effective but fails to restore critical services within the RTO or recover data within the RPO would be fundamentally inadequate. Similarly, while the availability of technical expertise is necessary for implementation, it does not dictate the *appropriateness* of the strategy itself in relation to business needs. The robustness of the strategy is important, but it must first and foremost be capable of meeting the RTO and RPO. Therefore, the primary determinant is the ability to satisfy the business’s defined recovery parameters, which are encapsulated by the RTO and RPO.
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Question 3 of 30
3. Question
A financial institution’s core transaction processing system, which handles interbank settlements, has been designated as a mission-critical application. The business impact analysis (BIA) has determined that any interruption exceeding 5 minutes would result in significant financial penalties and reputational damage, and a data loss exceeding 1 minute of transactions is unacceptable. Which disaster recovery strategy would most effectively align with these stringent recovery time and recovery point objectives?
Correct
The core principle being tested is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). The scenario describes a critical financial transaction processing system with a very low RTO and RPO. The question asks for the most appropriate DR strategy given these stringent requirements.
A recovery strategy that aims for near-zero downtime and data loss necessitates a solution that can take over operations almost instantaneously with minimal or no data discrepancy. This points towards a high-availability or active-active configuration where redundant systems are constantly running and synchronized. Such a setup inherently supports very low RTO and RPO values because failover is typically measured in seconds or minutes, and data replication ensures that very little, if any, data is lost.
Considering the options:
1. **Cold Site Recovery:** This involves a basic facility with minimal equipment, requiring significant time to set up and restore systems. It is unsuitable for a low RTO/RPO scenario.
2. **Warm Site Recovery:** This offers a more prepared facility with some hardware and network connectivity, but still requires substantial time for data restoration and system configuration. It is also not ideal for the stated requirements.
3. **Hot Site Recovery (Active-Passive):** This involves a fully equipped, mirrored site that can take over operations, but there is a period of failover and data synchronization during a disaster. While better than cold or warm sites, it might not achieve the near-zero RTO/RPO.
4. **Active-Active or High-Availability Cluster:** This strategy involves multiple active sites or systems that share the workload and are continuously synchronized. In the event of a failure at one site, the other(s) seamlessly take over without interruption, or with minimal disruption, thus achieving very low RTO and RPO. This aligns perfectly with the described system’s criticality.Therefore, the strategy that best meets the stringent RTO and RPO requirements for a critical financial transaction processing system is an active-active or high-availability cluster. This approach ensures that the business can continue operations with minimal interruption and data loss, directly addressing the defined recovery objectives. The selection of a DR strategy must always be driven by the business’s tolerance for downtime and data loss, as quantified by RTO and RPO, and the associated costs of implementing and maintaining such strategies.
Incorrect
The core principle being tested is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). The scenario describes a critical financial transaction processing system with a very low RTO and RPO. The question asks for the most appropriate DR strategy given these stringent requirements.
A recovery strategy that aims for near-zero downtime and data loss necessitates a solution that can take over operations almost instantaneously with minimal or no data discrepancy. This points towards a high-availability or active-active configuration where redundant systems are constantly running and synchronized. Such a setup inherently supports very low RTO and RPO values because failover is typically measured in seconds or minutes, and data replication ensures that very little, if any, data is lost.
Considering the options:
1. **Cold Site Recovery:** This involves a basic facility with minimal equipment, requiring significant time to set up and restore systems. It is unsuitable for a low RTO/RPO scenario.
2. **Warm Site Recovery:** This offers a more prepared facility with some hardware and network connectivity, but still requires substantial time for data restoration and system configuration. It is also not ideal for the stated requirements.
3. **Hot Site Recovery (Active-Passive):** This involves a fully equipped, mirrored site that can take over operations, but there is a period of failover and data synchronization during a disaster. While better than cold or warm sites, it might not achieve the near-zero RTO/RPO.
4. **Active-Active or High-Availability Cluster:** This strategy involves multiple active sites or systems that share the workload and are continuously synchronized. In the event of a failure at one site, the other(s) seamlessly take over without interruption, or with minimal disruption, thus achieving very low RTO and RPO. This aligns perfectly with the described system’s criticality.Therefore, the strategy that best meets the stringent RTO and RPO requirements for a critical financial transaction processing system is an active-active or high-availability cluster. This approach ensures that the business can continue operations with minimal interruption and data loss, directly addressing the defined recovery objectives. The selection of a DR strategy must always be driven by the business’s tolerance for downtime and data loss, as quantified by RTO and RPO, and the associated costs of implementing and maintaining such strategies.
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Question 4 of 30
4. Question
An international financial services firm, subject to stringent data residency laws in multiple jurisdictions, is developing its IT disaster recovery strategy. The firm’s business continuity plan mandates that all customer data must remain within specific geographical boundaries at all times, even during a disaster recovery event. Which of the following IT disaster recovery strategies best aligns with these overarching business continuity and regulatory requirements?
Correct
The core principle being tested here is the strategic alignment of IT disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically focusing on the impact of regulatory compliance on DR strategy. ISO/IEC 24762:2008 emphasizes that DR plans must support the overall resilience of the organization, which is inherently linked to its ability to meet legal and regulatory obligations. When considering a scenario where a financial institution operates under strict data privacy regulations (like GDPR or similar national equivalents), the DR strategy must ensure that data recovery processes do not inadvertently violate these mandates. This means that the chosen recovery site, data replication methods, and the personnel involved in recovery must all adhere to the same data protection and sovereignty requirements as the primary operational environment. Therefore, a DR strategy that prioritizes data sovereignty and compliance with data protection laws, even if it incurs higher initial costs or slightly longer recovery times for non-critical systems, is the most appropriate. This approach directly addresses the requirement for maintaining legal and regulatory adherence during and after a disruptive event, which is a paramount concern for organizations in regulated industries. The other options, while potentially offering cost savings or faster recovery for less critical functions, fail to adequately address the overarching legal and ethical responsibilities related to data handling and privacy in a disaster scenario.
Incorrect
The core principle being tested here is the strategic alignment of IT disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically focusing on the impact of regulatory compliance on DR strategy. ISO/IEC 24762:2008 emphasizes that DR plans must support the overall resilience of the organization, which is inherently linked to its ability to meet legal and regulatory obligations. When considering a scenario where a financial institution operates under strict data privacy regulations (like GDPR or similar national equivalents), the DR strategy must ensure that data recovery processes do not inadvertently violate these mandates. This means that the chosen recovery site, data replication methods, and the personnel involved in recovery must all adhere to the same data protection and sovereignty requirements as the primary operational environment. Therefore, a DR strategy that prioritizes data sovereignty and compliance with data protection laws, even if it incurs higher initial costs or slightly longer recovery times for non-critical systems, is the most appropriate. This approach directly addresses the requirement for maintaining legal and regulatory adherence during and after a disruptive event, which is a paramount concern for organizations in regulated industries. The other options, while potentially offering cost savings or faster recovery for less critical functions, fail to adequately address the overarching legal and ethical responsibilities related to data handling and privacy in a disaster scenario.
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Question 5 of 30
5. Question
When evaluating potential IT disaster recovery strategies for critical business systems, what fundamental criterion must be prioritized to ensure the chosen approach effectively supports the organization’s resilience objectives as outlined by ISO/IEC 24762:2008?
Correct
The core principle guiding the selection of a recovery strategy under ISO/IEC 24762:2008 is the alignment of the chosen strategy with the organization’s business continuity objectives, particularly the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While cost-effectiveness, technical feasibility, and regulatory compliance are crucial considerations, they are secondary to achieving the defined business requirements for service restoration. An organization might have the technical capability to implement a near-zero RTO solution, but if the business deems a longer RTO acceptable and the cost prohibitive, then a less aggressive strategy would be chosen. Conversely, if a critical business function demands rapid restoration (low RTO) and minimal data loss (low RPO), the strategy must be capable of meeting these, even if it incurs higher costs or presents greater technical complexity. Therefore, the primary driver for selecting a recovery strategy is its ability to meet the established RTO and RPO, which are derived from the business impact analysis and the overall business continuity strategy. Other factors are evaluated within the framework of achieving these critical objectives.
Incorrect
The core principle guiding the selection of a recovery strategy under ISO/IEC 24762:2008 is the alignment of the chosen strategy with the organization’s business continuity objectives, particularly the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While cost-effectiveness, technical feasibility, and regulatory compliance are crucial considerations, they are secondary to achieving the defined business requirements for service restoration. An organization might have the technical capability to implement a near-zero RTO solution, but if the business deems a longer RTO acceptable and the cost prohibitive, then a less aggressive strategy would be chosen. Conversely, if a critical business function demands rapid restoration (low RTO) and minimal data loss (low RPO), the strategy must be capable of meeting these, even if it incurs higher costs or presents greater technical complexity. Therefore, the primary driver for selecting a recovery strategy is its ability to meet the established RTO and RPO, which are derived from the business impact analysis and the overall business continuity strategy. Other factors are evaluated within the framework of achieving these critical objectives.
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Question 6 of 30
6. Question
When formulating an IT disaster recovery strategy, what is the paramount consideration that dictates the selection of appropriate recovery methods and technologies, ensuring the organization’s resilience and operational continuity?
Correct
The core principle guiding the selection of recovery strategies in IT disaster recovery, as per ISO/IEC 24762, is the alignment with business continuity objectives, specifically the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While cost-effectiveness is a significant factor, it is subservient to achieving the defined RTO and RPO. Regulatory compliance is also crucial, but the primary driver for strategy selection is the business’s tolerance for downtime and data loss. Technical feasibility is a prerequisite for any strategy, but it doesn’t dictate the *choice* of strategy; rather, it validates potential options. Therefore, the most critical factor is ensuring the chosen strategy can meet the business’s defined recovery targets.
Incorrect
The core principle guiding the selection of recovery strategies in IT disaster recovery, as per ISO/IEC 24762, is the alignment with business continuity objectives, specifically the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While cost-effectiveness is a significant factor, it is subservient to achieving the defined RTO and RPO. Regulatory compliance is also crucial, but the primary driver for strategy selection is the business’s tolerance for downtime and data loss. Technical feasibility is a prerequisite for any strategy, but it doesn’t dictate the *choice* of strategy; rather, it validates potential options. Therefore, the most critical factor is ensuring the chosen strategy can meet the business’s defined recovery targets.
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Question 7 of 30
7. Question
Consider a scenario where a global financial services firm, “Quantum Leap Investments,” is developing its IT disaster recovery strategy. Their analysis indicates that their core trading platform has a critical business impact, requiring near-continuous availability. However, their regulatory compliance department has mandated that all transactional data must be recoverable to a point no older than 15 minutes prior to any disruptive event. The firm’s risk assessment also highlights that while a full data center outage is a low-probability event, the financial and reputational damage would be catastrophic. Given these constraints and the need for a cost-effective yet robust solution, which recovery strategy best aligns with Quantum Leap Investments’ requirements?
Correct
The core principle of selecting a recovery strategy in IT disaster recovery, as guided by standards like ISO/IEC 24762, is to align the recovery objectives with business needs and risk appetite. This involves a thorough analysis of the potential impact of disruptions on critical business functions and the associated costs of downtime versus the costs of implementing recovery measures. The concept of Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are paramount. RTO defines the maximum acceptable downtime for a system or application, while RPO specifies the maximum acceptable data loss. A strategy that offers a very low RTO and RPO (e.g., hot standby) will inherently be more expensive than one with higher RTO/RPO values (e.g., cold site). Therefore, the most effective strategy is one that achieves the required RTO and RPO within the organization’s financial constraints and risk tolerance. This necessitates a balanced approach, avoiding over-investment in recovery capabilities that exceed business requirements or under-investment that leaves the organization vulnerable. The selection process is iterative, involving risk assessment, business impact analysis, and cost-benefit analysis to identify the most appropriate and sustainable recovery solutions.
Incorrect
The core principle of selecting a recovery strategy in IT disaster recovery, as guided by standards like ISO/IEC 24762, is to align the recovery objectives with business needs and risk appetite. This involves a thorough analysis of the potential impact of disruptions on critical business functions and the associated costs of downtime versus the costs of implementing recovery measures. The concept of Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are paramount. RTO defines the maximum acceptable downtime for a system or application, while RPO specifies the maximum acceptable data loss. A strategy that offers a very low RTO and RPO (e.g., hot standby) will inherently be more expensive than one with higher RTO/RPO values (e.g., cold site). Therefore, the most effective strategy is one that achieves the required RTO and RPO within the organization’s financial constraints and risk tolerance. This necessitates a balanced approach, avoiding over-investment in recovery capabilities that exceed business requirements or under-investment that leaves the organization vulnerable. The selection process is iterative, involving risk assessment, business impact analysis, and cost-benefit analysis to identify the most appropriate and sustainable recovery solutions.
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Question 8 of 30
8. Question
When formulating an IT disaster recovery strategy, what is the paramount objective that the strategy must be designed to achieve, as per the principles outlined in ISO/IEC 24762:2008, to ensure the organization can resume essential operations after a significant disruption?
Correct
The correct approach involves identifying the primary objective of a disaster recovery strategy in relation to business continuity. ISO/IEC 24762:2008 emphasizes the restoration of critical IT services to a predefined acceptable level within a specified timeframe following a disruptive event. This directly aligns with the concept of achieving a target Recovery Time Objective (RTO). While maintaining data integrity and minimizing financial loss are crucial outcomes of a DR plan, they are consequences of effectively meeting the RTO and RPO (Recovery Point Objective). The RTO is the core metric that dictates the speed of service restoration. Therefore, the primary focus for a Lead Manager is ensuring the DR strategy is designed and tested to meet these defined timeframes for critical systems. The other options represent important considerations or secondary objectives, but not the fundamental purpose of the DR strategy itself in terms of service availability.
Incorrect
The correct approach involves identifying the primary objective of a disaster recovery strategy in relation to business continuity. ISO/IEC 24762:2008 emphasizes the restoration of critical IT services to a predefined acceptable level within a specified timeframe following a disruptive event. This directly aligns with the concept of achieving a target Recovery Time Objective (RTO). While maintaining data integrity and minimizing financial loss are crucial outcomes of a DR plan, they are consequences of effectively meeting the RTO and RPO (Recovery Point Objective). The RTO is the core metric that dictates the speed of service restoration. Therefore, the primary focus for a Lead Manager is ensuring the DR strategy is designed and tested to meet these defined timeframes for critical systems. The other options represent important considerations or secondary objectives, but not the fundamental purpose of the DR strategy itself in terms of service availability.
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Question 9 of 30
9. Question
A global financial services firm, following a comprehensive business impact analysis (BIA), has identified its real-time trading platform as the most critical IT service, with a Recovery Time Objective (RTO) of 15 minutes and a Recovery Point Objective (RPO) of 0 seconds. The firm is currently evaluating several disaster recovery strategies. Which of the following criteria should be the paramount consideration when selecting the most appropriate DR strategy for this specific service?
Correct
The core principle being tested here is the strategic alignment of disaster recovery (DR) objectives with overarching business continuity (BC) goals, specifically concerning the recovery of critical IT services. ISO/IEC 24762:2008 emphasizes that DR plans must support the organization’s ability to resume operations within acceptable timeframes and with acceptable data loss. The concept of Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are fundamental to this. An RTO defines the maximum acceptable downtime for a critical IT service, while an RPO specifies the maximum acceptable amount of data loss. When a DR strategy is being formulated or reviewed, the primary driver for selecting a particular recovery approach (e.g., hot site, warm site, cold site, cloud-based replication) is its capability to meet these defined RTOs and RPOs for the most critical business functions. If a DR strategy cannot meet the RTO for a critical service, it is fundamentally flawed in its ability to support business continuity. Therefore, the most crucial factor in evaluating the effectiveness of a DR strategy is its demonstrable capability to achieve the established RTOs for the prioritized IT services, as this directly translates to the business’s ability to continue operating during a disruption. Other factors like cost, vendor lock-in, or the complexity of implementation are secondary to the fundamental requirement of meeting business-defined recovery targets.
Incorrect
The core principle being tested here is the strategic alignment of disaster recovery (DR) objectives with overarching business continuity (BC) goals, specifically concerning the recovery of critical IT services. ISO/IEC 24762:2008 emphasizes that DR plans must support the organization’s ability to resume operations within acceptable timeframes and with acceptable data loss. The concept of Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are fundamental to this. An RTO defines the maximum acceptable downtime for a critical IT service, while an RPO specifies the maximum acceptable amount of data loss. When a DR strategy is being formulated or reviewed, the primary driver for selecting a particular recovery approach (e.g., hot site, warm site, cold site, cloud-based replication) is its capability to meet these defined RTOs and RPOs for the most critical business functions. If a DR strategy cannot meet the RTO for a critical service, it is fundamentally flawed in its ability to support business continuity. Therefore, the most crucial factor in evaluating the effectiveness of a DR strategy is its demonstrable capability to achieve the established RTOs for the prioritized IT services, as this directly translates to the business’s ability to continue operating during a disruption. Other factors like cost, vendor lock-in, or the complexity of implementation are secondary to the fundamental requirement of meeting business-defined recovery targets.
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Question 10 of 30
10. Question
Consider a financial institution where the primary customer-facing transaction processing system has suffered a complete hardware failure during peak operational hours. Business impact analysis has classified this system as “mission-critical” with an established Recovery Time Objective (RTO) of less than 15 minutes and a Recovery Point Objective (RPO) of near-zero. Which disaster recovery strategy would most effectively address the immediate needs and regulatory compliance for this scenario?
Correct
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery, aligning recovery objectives with business continuity requirements. When a critical business function, such as the primary customer transaction processing system, experiences a catastrophic failure, the immediate priority is to restore its availability within the shortest possible timeframe. This aligns with the concept of Recovery Time Objective (RTO). For a function deemed “mission-critical” with an RTO measured in minutes, a strategy that involves maintaining a fully operational, synchronized standby system (often referred to as a hot site or active-active configuration) is the most appropriate. This allows for near-instantaneous failover, minimizing data loss and operational disruption. Other strategies, such as warm sites (requiring some setup time) or cold sites (requiring significant setup and data restoration), would not meet such stringent RTOs. Furthermore, the concept of Recovery Point Objective (RPO) is also implicitly addressed; a hot site typically ensures minimal data loss, often near-zero RPO, by maintaining continuous replication. The selection of a recovery strategy must be a direct consequence of the business impact analysis and the defined RTO and RPO for each critical service.
Incorrect
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery, aligning recovery objectives with business continuity requirements. When a critical business function, such as the primary customer transaction processing system, experiences a catastrophic failure, the immediate priority is to restore its availability within the shortest possible timeframe. This aligns with the concept of Recovery Time Objective (RTO). For a function deemed “mission-critical” with an RTO measured in minutes, a strategy that involves maintaining a fully operational, synchronized standby system (often referred to as a hot site or active-active configuration) is the most appropriate. This allows for near-instantaneous failover, minimizing data loss and operational disruption. Other strategies, such as warm sites (requiring some setup time) or cold sites (requiring significant setup and data restoration), would not meet such stringent RTOs. Furthermore, the concept of Recovery Point Objective (RPO) is also implicitly addressed; a hot site typically ensures minimal data loss, often near-zero RPO, by maintaining continuous replication. The selection of a recovery strategy must be a direct consequence of the business impact analysis and the defined RTO and RPO for each critical service.
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Question 11 of 30
11. Question
Consider a scenario where a financial institution’s core banking platform, responsible for all real-time customer transactions and account management, suffers a catastrophic hardware failure. The business impact analysis has classified this system as Tier 0, with an absolute maximum acceptable downtime of 15 minutes before significant financial and regulatory penalties are incurred. Which of the following recovery strategies would be the most aligned with the principles outlined in ISO/IEC 24762:2008 for managing such a critical IT service?
Correct
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery planning. When a critical business function, such as the primary customer transaction processing system, experiences a disruption, the recovery strategy must align with its high criticality. This means that the recovery Time Objective (RTO) for such a system must be very low, often measured in minutes or even seconds, to minimize financial losses and reputational damage. A strategy that involves restoring from a recent backup tape stored offsite, while a valid recovery method for less critical systems, would likely result in an RTO measured in hours or days, which is unacceptable for a mission-critical application. Similarly, relying solely on manual workarounds, while a temporary measure, is not a sustainable or robust recovery strategy for a core operational system. A hot site, which is a fully equipped, ready-to-operate facility with hardware, software, and network connectivity mirroring the primary site, offers the lowest RTO and is therefore the most appropriate choice for a system with extremely low tolerance for downtime. This aligns with the standard’s guidance on selecting recovery options that meet defined business continuity requirements.
Incorrect
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery planning. When a critical business function, such as the primary customer transaction processing system, experiences a disruption, the recovery strategy must align with its high criticality. This means that the recovery Time Objective (RTO) for such a system must be very low, often measured in minutes or even seconds, to minimize financial losses and reputational damage. A strategy that involves restoring from a recent backup tape stored offsite, while a valid recovery method for less critical systems, would likely result in an RTO measured in hours or days, which is unacceptable for a mission-critical application. Similarly, relying solely on manual workarounds, while a temporary measure, is not a sustainable or robust recovery strategy for a core operational system. A hot site, which is a fully equipped, ready-to-operate facility with hardware, software, and network connectivity mirroring the primary site, offers the lowest RTO and is therefore the most appropriate choice for a system with extremely low tolerance for downtime. This aligns with the standard’s guidance on selecting recovery options that meet defined business continuity requirements.
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Question 12 of 30
12. Question
A financial services firm, operating under strict regulatory mandates for service availability and data integrity, has identified its core trading platform as a mission-critical IT service. A comprehensive business impact analysis has determined that this platform must be operational within 4 hours of a significant disruption, and the acceptable data loss is limited to transactions from the preceding hour. Which disaster recovery strategy, when implemented, would most effectively align with these defined recovery time and recovery point objectives?
Correct
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the recovery of critical IT services. ISO/IEC 24762:2008 emphasizes that DR plans must support the overall BC strategy. The Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are fundamental metrics derived from business impact analysis (BIA) and are critical inputs for designing effective DR solutions. An RTO of 4 hours signifies that a critical IT service must be restored within four hours of a disruptive event. An RPO of 1 hour means that the maximum acceptable data loss is one hour’s worth of transactions. To meet these stringent requirements, a DR strategy that ensures near-continuous data replication and rapid service failover is necessary. This typically involves solutions like active-active or active-passive configurations with synchronous or near-synchronous data replication. Such an approach minimizes downtime and data loss, directly addressing the defined RTO and RPO. Other options, while potentially valid DR strategies in different contexts, do not inherently guarantee the achievement of such aggressive recovery targets. For instance, periodic backups, while essential for data protection, are generally not sufficient for meeting a 4-hour RTO and 1-hour RPO for critical services due to the inherent delays in restoration and potential data loss between backup cycles. Similarly, a strategy focused solely on offsite data storage without a robust failover and replication mechanism would likely exceed the specified recovery times. The selection of a DR strategy must be directly informed by the business’s tolerance for downtime and data loss, as quantified by RTO and RPO.
Incorrect
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the recovery of critical IT services. ISO/IEC 24762:2008 emphasizes that DR plans must support the overall BC strategy. The Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are fundamental metrics derived from business impact analysis (BIA) and are critical inputs for designing effective DR solutions. An RTO of 4 hours signifies that a critical IT service must be restored within four hours of a disruptive event. An RPO of 1 hour means that the maximum acceptable data loss is one hour’s worth of transactions. To meet these stringent requirements, a DR strategy that ensures near-continuous data replication and rapid service failover is necessary. This typically involves solutions like active-active or active-passive configurations with synchronous or near-synchronous data replication. Such an approach minimizes downtime and data loss, directly addressing the defined RTO and RPO. Other options, while potentially valid DR strategies in different contexts, do not inherently guarantee the achievement of such aggressive recovery targets. For instance, periodic backups, while essential for data protection, are generally not sufficient for meeting a 4-hour RTO and 1-hour RPO for critical services due to the inherent delays in restoration and potential data loss between backup cycles. Similarly, a strategy focused solely on offsite data storage without a robust failover and replication mechanism would likely exceed the specified recovery times. The selection of a DR strategy must be directly informed by the business’s tolerance for downtime and data loss, as quantified by RTO and RPO.
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Question 13 of 30
13. Question
When formulating an IT disaster recovery strategy, what fundamental consideration should guide the prioritization of system and service restoration efforts to ensure the most effective resumption of business operations following a significant disruption?
Correct
The core principle of a robust IT disaster recovery strategy, as outlined by standards like ISO/IEC 24762, is the ability to resume critical business functions within defined timeframes and with acceptable data loss. This involves a multi-faceted approach that goes beyond mere technical restoration. When considering the impact of a catastrophic event on an organization’s ability to operate, the focus shifts to the interdependencies between IT systems and the business processes they support. The recovery of IT infrastructure is a means to an end: the restoration of business operations. Therefore, a comprehensive strategy must prioritize the recovery of those IT components that directly enable the most critical business functions. This prioritization is informed by business impact analysis (BIA) and risk assessment, which identify the services essential for the organization’s survival and continued operation. The recovery strategy must then be designed to meet the Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs) established for these critical functions. Simply restoring hardware or software without considering the business context and the sequence of operational dependencies would be an incomplete and potentially ineffective approach. The goal is not just to have systems available, but to have the *right* systems available in the *right* order to support the resumption of business activities. This requires a deep understanding of how IT services translate into business capabilities and the cascading effects of IT failures on the overall organization.
Incorrect
The core principle of a robust IT disaster recovery strategy, as outlined by standards like ISO/IEC 24762, is the ability to resume critical business functions within defined timeframes and with acceptable data loss. This involves a multi-faceted approach that goes beyond mere technical restoration. When considering the impact of a catastrophic event on an organization’s ability to operate, the focus shifts to the interdependencies between IT systems and the business processes they support. The recovery of IT infrastructure is a means to an end: the restoration of business operations. Therefore, a comprehensive strategy must prioritize the recovery of those IT components that directly enable the most critical business functions. This prioritization is informed by business impact analysis (BIA) and risk assessment, which identify the services essential for the organization’s survival and continued operation. The recovery strategy must then be designed to meet the Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs) established for these critical functions. Simply restoring hardware or software without considering the business context and the sequence of operational dependencies would be an incomplete and potentially ineffective approach. The goal is not just to have systems available, but to have the *right* systems available in the *right* order to support the resumption of business activities. This requires a deep understanding of how IT services translate into business capabilities and the cascading effects of IT failures on the overall organization.
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Question 14 of 30
14. Question
Consider a scenario where a mid-sized e-commerce firm, “AstroGoods,” experiences a catastrophic failure of its primary data center due to an unforeseen seismic event. The most critical business function affected is its customer-facing order processing and payment gateway, which must be operational within one hour to prevent significant revenue loss and customer dissatisfaction. The firm has a disaster recovery plan that outlines various recovery strategies. Which of the following strategies would be the most appropriate and effective for restoring this specific critical function within the stipulated timeframe?
Correct
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery planning. When a critical business function, such as the primary customer service portal, experiences a disruption, the immediate priority is to restore it within the shortest possible timeframe to minimize financial losses and reputational damage. This necessitates a recovery strategy that offers the highest availability and the least data loss.
A “hot site” or “hot standby” is a fully equipped, operational data center that is ready to take over operations immediately or with very minimal interruption. This typically involves real-time data replication or very frequent backups, allowing for a recovery Time Objective (RTO) measured in minutes or even seconds, and a Recovery Point Objective (RPO) that is similarly low. This aligns perfectly with the need to restore a critical customer-facing service with minimal impact.
Conversely, a “warm site” offers a compromise, providing some hardware and connectivity but requiring more setup and data restoration, leading to longer RTOs. A “cold site” is merely a location with basic infrastructure, requiring significant time to procure and install hardware, making it unsuitable for critical functions with low RTO/RPO requirements. Relying on manual data restoration from off-site backups, while a component of DR, is a *method* of recovery, not a *strategy* in itself that dictates the speed and readiness of the recovery environment. Therefore, the most appropriate strategy for a critical, customer-facing service with an immediate need for restoration is the one that provides the most rapid and seamless transition.
Incorrect
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery planning. When a critical business function, such as the primary customer service portal, experiences a disruption, the immediate priority is to restore it within the shortest possible timeframe to minimize financial losses and reputational damage. This necessitates a recovery strategy that offers the highest availability and the least data loss.
A “hot site” or “hot standby” is a fully equipped, operational data center that is ready to take over operations immediately or with very minimal interruption. This typically involves real-time data replication or very frequent backups, allowing for a recovery Time Objective (RTO) measured in minutes or even seconds, and a Recovery Point Objective (RPO) that is similarly low. This aligns perfectly with the need to restore a critical customer-facing service with minimal impact.
Conversely, a “warm site” offers a compromise, providing some hardware and connectivity but requiring more setup and data restoration, leading to longer RTOs. A “cold site” is merely a location with basic infrastructure, requiring significant time to procure and install hardware, making it unsuitable for critical functions with low RTO/RPO requirements. Relying on manual data restoration from off-site backups, while a component of DR, is a *method* of recovery, not a *strategy* in itself that dictates the speed and readiness of the recovery environment. Therefore, the most appropriate strategy for a critical, customer-facing service with an immediate need for restoration is the one that provides the most rapid and seamless transition.
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Question 15 of 30
15. Question
When establishing an IT disaster recovery strategy in accordance with ISO/IEC 24762:2008, what foundational activity is paramount to ensuring that recovery efforts are aligned with organizational priorities and regulatory mandates, thereby maximizing business resilience?
Correct
The core of effective IT disaster recovery planning, as outlined by ISO/IEC 24762, lies in the systematic identification and prioritization of critical business functions and their associated IT dependencies. This process, often referred to as Business Impact Analysis (BIA), is foundational. A BIA aims to determine the maximum tolerable downtime for each business process and the recovery time objectives (RTOs) and recovery point objectives (RPOs) for the IT systems supporting them. Without a robust BIA, recovery efforts can be misdirected, leading to the restoration of non-essential services before critical ones, or the allocation of insufficient resources to vital systems. The standard emphasizes that the DR plan must align with the business’s overall resilience strategy, which is directly informed by the BIA. Therefore, the most crucial initial step in developing a comprehensive IT disaster recovery strategy, ensuring alignment with business needs and regulatory compliance, is the thorough execution of a Business Impact Analysis. This analysis provides the data necessary to define recovery priorities, resource requirements, and the scope of the DR plan.
Incorrect
The core of effective IT disaster recovery planning, as outlined by ISO/IEC 24762, lies in the systematic identification and prioritization of critical business functions and their associated IT dependencies. This process, often referred to as Business Impact Analysis (BIA), is foundational. A BIA aims to determine the maximum tolerable downtime for each business process and the recovery time objectives (RTOs) and recovery point objectives (RPOs) for the IT systems supporting them. Without a robust BIA, recovery efforts can be misdirected, leading to the restoration of non-essential services before critical ones, or the allocation of insufficient resources to vital systems. The standard emphasizes that the DR plan must align with the business’s overall resilience strategy, which is directly informed by the BIA. Therefore, the most crucial initial step in developing a comprehensive IT disaster recovery strategy, ensuring alignment with business needs and regulatory compliance, is the thorough execution of a Business Impact Analysis. This analysis provides the data necessary to define recovery priorities, resource requirements, and the scope of the DR plan.
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Question 16 of 30
16. Question
Consider a scenario where a global logistics firm, “SwiftShip Solutions,” is developing its IT disaster recovery strategy. The firm operates several critical business functions, including real-time shipment tracking, customer order processing, inventory management, and internal financial reporting. SwiftShip Solutions needs to define its approach to recovery objectives for these functions, ensuring that the strategy aligns with overall business continuity goals and regulatory compliance, particularly concerning data integrity and service availability. Which of the following approaches would most effectively guide the establishment of their IT disaster recovery objectives?
Correct
The core principle being tested here is the establishment of a robust disaster recovery strategy that aligns with business continuity objectives, specifically focusing on the critical aspect of defining Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs) for different business functions. A comprehensive disaster recovery plan necessitates a tiered approach to recovery, where critical business functions receive priority and have the most stringent RTOs and RPOs. Less critical functions can tolerate longer recovery times and potentially greater data loss.
To determine the most appropriate strategy, one must consider the impact of downtime and data loss on each business function. For instance, a customer-facing transaction processing system would likely require a very low RPO (near-zero data loss) and a low RTO (minimal downtime) to prevent significant financial and reputational damage. Conversely, an internal reporting system that is updated daily might have a higher RPO (e.g., 24 hours) and a higher RTO (e.g., 48 hours) without causing undue harm to the organization.
The strategy that best reflects this tiered approach is one that categorizes business functions based on their criticality and then assigns appropriate RTOs and RPOs to each category. This ensures that resources are allocated efficiently, focusing on restoring the most vital operations first. The other options represent less effective or incomplete approaches. Simply aiming for the shortest RTO and RPO for all systems is often cost-prohibitive and unnecessary. A strategy that prioritizes only data backup without considering recovery time or vice-versa would be incomplete. Lastly, a strategy that ignores business impact analysis and relies solely on technical capabilities would fail to meet business requirements. Therefore, the approach that systematically links business criticality to recovery parameters is the most sound.
Incorrect
The core principle being tested here is the establishment of a robust disaster recovery strategy that aligns with business continuity objectives, specifically focusing on the critical aspect of defining Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs) for different business functions. A comprehensive disaster recovery plan necessitates a tiered approach to recovery, where critical business functions receive priority and have the most stringent RTOs and RPOs. Less critical functions can tolerate longer recovery times and potentially greater data loss.
To determine the most appropriate strategy, one must consider the impact of downtime and data loss on each business function. For instance, a customer-facing transaction processing system would likely require a very low RPO (near-zero data loss) and a low RTO (minimal downtime) to prevent significant financial and reputational damage. Conversely, an internal reporting system that is updated daily might have a higher RPO (e.g., 24 hours) and a higher RTO (e.g., 48 hours) without causing undue harm to the organization.
The strategy that best reflects this tiered approach is one that categorizes business functions based on their criticality and then assigns appropriate RTOs and RPOs to each category. This ensures that resources are allocated efficiently, focusing on restoring the most vital operations first. The other options represent less effective or incomplete approaches. Simply aiming for the shortest RTO and RPO for all systems is often cost-prohibitive and unnecessary. A strategy that prioritizes only data backup without considering recovery time or vice-versa would be incomplete. Lastly, a strategy that ignores business impact analysis and relies solely on technical capabilities would fail to meet business requirements. Therefore, the approach that systematically links business criticality to recovery parameters is the most sound.
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Question 17 of 30
17. Question
When evaluating potential IT disaster recovery strategies for critical business functions, what is the paramount factor that must dictate the selection process, ensuring alignment with organizational resilience goals as outlined by ISO/IEC 24762:2008?
Correct
The core principle guiding the selection of a recovery strategy under ISO/IEC 24762:2008 is the alignment with business continuity objectives, specifically the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While technical feasibility and cost are crucial considerations, they are subservient to the business’s defined tolerance for downtime and data loss. A strategy that is technically sound and cost-effective but fails to meet the RTO or RPO would be fundamentally inadequate. Similarly, regulatory compliance is a critical factor, but it often dictates minimum requirements that may be less stringent than the business’s actual needs. Therefore, the primary determinant is the business’s stated requirements for service restoration and data integrity.
Incorrect
The core principle guiding the selection of a recovery strategy under ISO/IEC 24762:2008 is the alignment with business continuity objectives, specifically the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). While technical feasibility and cost are crucial considerations, they are subservient to the business’s defined tolerance for downtime and data loss. A strategy that is technically sound and cost-effective but fails to meet the RTO or RPO would be fundamentally inadequate. Similarly, regulatory compliance is a critical factor, but it often dictates minimum requirements that may be less stringent than the business’s actual needs. Therefore, the primary determinant is the business’s stated requirements for service restoration and data integrity.
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Question 18 of 30
18. Question
A multinational financial services firm, operating under stringent regulatory compliance mandates such as the Gramm-Leach-Bliley Act (GLBA) and the Payment Card Industry Data Security Standard (PCI DSS), is evaluating its IT disaster recovery strategy for its core transaction processing system. The Business Impact Analysis (BIA) has determined that a maximum acceptable downtime of 4 hours (RTO) is permissible, with a maximum acceptable data loss of 15 minutes (RPO). The firm is considering three potential recovery strategies: a fully replicated active-active data center, a warm standby site with automated failover, and a cold standby site with manual restoration from daily backups. Which recovery strategy would be the most appropriate and cost-effective choice, considering the established RTO and RPO, and the regulatory environment?
Correct
The core principle guiding the selection of an appropriate recovery strategy for critical IT services, as per ISO/IEC 24762:2008, is the alignment with defined Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). These objectives are not arbitrary but are derived from a thorough business impact analysis (BIA) that quantifies the financial and operational consequences of downtime for each service. A strategy that offers near-instantaneous recovery with zero data loss (often termed “hot standby” or “active-active”) is typically the most expensive and complex to implement and maintain. Conversely, strategies involving manual restoration from backups (often termed “cold standby” or “backup and restore”) are generally the least expensive but have the longest recovery times and potential for data loss. Therefore, the most effective strategy is the one that demonstrably meets the RTO and RPO requirements established by the BIA at the lowest acceptable cost and complexity. This involves a careful balancing act, ensuring that the investment in recovery capabilities is proportionate to the business’s tolerance for disruption. The chosen strategy must also be regularly tested and validated to confirm its efficacy and to identify any potential gaps or areas for improvement, ensuring ongoing resilience.
Incorrect
The core principle guiding the selection of an appropriate recovery strategy for critical IT services, as per ISO/IEC 24762:2008, is the alignment with defined Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). These objectives are not arbitrary but are derived from a thorough business impact analysis (BIA) that quantifies the financial and operational consequences of downtime for each service. A strategy that offers near-instantaneous recovery with zero data loss (often termed “hot standby” or “active-active”) is typically the most expensive and complex to implement and maintain. Conversely, strategies involving manual restoration from backups (often termed “cold standby” or “backup and restore”) are generally the least expensive but have the longest recovery times and potential for data loss. Therefore, the most effective strategy is the one that demonstrably meets the RTO and RPO requirements established by the BIA at the lowest acceptable cost and complexity. This involves a careful balancing act, ensuring that the investment in recovery capabilities is proportionate to the business’s tolerance for disruption. The chosen strategy must also be regularly tested and validated to confirm its efficacy and to identify any potential gaps or areas for improvement, ensuring ongoing resilience.
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Question 19 of 30
19. Question
Following a significant cyber-attack that rendered critical business systems inoperable, the IT Disaster Recovery Lead Manager is overseeing the restoration process. After successfully activating the alternate site and restoring core applications from backups, what is the most crucial step to ensure a successful transition back to primary operations, as per the principles of ISO/IEC 24762:2008?
Correct
The core principle of ISO/IEC 24762:2008 is to ensure the recovery of IT services following a disruptive event. This involves establishing a robust framework for disaster recovery and business continuity. When considering the post-disaster phase, specifically the transition back to normal operations, the standard emphasizes a structured approach to verification and validation. This includes confirming that the recovered IT systems and services meet the defined recovery objectives, such as Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). It also necessitates validating that the restored data is consistent and accurate, and that all security controls are functioning as intended. Furthermore, the process involves a thorough review of the disaster event itself and the effectiveness of the implemented recovery procedures, leading to lessons learned for future improvements. This comprehensive validation ensures that the organization can confidently resume its business operations with the assurance that its IT infrastructure is stable and secure.
Incorrect
The core principle of ISO/IEC 24762:2008 is to ensure the recovery of IT services following a disruptive event. This involves establishing a robust framework for disaster recovery and business continuity. When considering the post-disaster phase, specifically the transition back to normal operations, the standard emphasizes a structured approach to verification and validation. This includes confirming that the recovered IT systems and services meet the defined recovery objectives, such as Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). It also necessitates validating that the restored data is consistent and accurate, and that all security controls are functioning as intended. Furthermore, the process involves a thorough review of the disaster event itself and the effectiveness of the implemented recovery procedures, leading to lessons learned for future improvements. This comprehensive validation ensures that the organization can confidently resume its business operations with the assurance that its IT infrastructure is stable and secure.
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Question 20 of 30
20. Question
An organization’s IT department is tasked with selecting a disaster recovery strategy for its customer relationship management (CRM) system. A business impact analysis has determined that the CRM system is critical, with a maximum acceptable downtime of 4 hours and a maximum acceptable data loss of 1 hour. Considering the principles outlined in ISO/IEC 24762:2008 for IT disaster recovery, which of the following strategic considerations would most effectively align with these business requirements while optimizing resource allocation?
Correct
The core principle guiding the selection of an appropriate recovery strategy for critical IT services, as per ISO/IEC 24762:2008, is the alignment of the chosen strategy with the organization’s defined Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). RTO represents the maximum acceptable downtime for a service, while RPO signifies the maximum acceptable data loss. A strategy that offers a very low RTO and RPO, such as a hot standby or active-active configuration, will inherently be more complex and costly to implement and maintain than a strategy with higher RTO/RPO tolerances, like periodic backups and restoration. Therefore, the most effective approach is to select a strategy that meets or exceeds the business requirements for availability and data integrity without incurring unnecessary expenditure. This involves a thorough risk assessment and business impact analysis to establish these critical objectives. The strategy must then be technically feasible and economically viable, ensuring that the investment in disaster recovery is proportionate to the potential impact of a disruption. Over-provisioning resources for recovery can lead to inefficient use of capital, while under-provisioning risks failing to meet business continuity needs, potentially leading to significant financial and reputational damage. The selection process is iterative, requiring regular review and validation against evolving business needs and technological capabilities.
Incorrect
The core principle guiding the selection of an appropriate recovery strategy for critical IT services, as per ISO/IEC 24762:2008, is the alignment of the chosen strategy with the organization’s defined Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). RTO represents the maximum acceptable downtime for a service, while RPO signifies the maximum acceptable data loss. A strategy that offers a very low RTO and RPO, such as a hot standby or active-active configuration, will inherently be more complex and costly to implement and maintain than a strategy with higher RTO/RPO tolerances, like periodic backups and restoration. Therefore, the most effective approach is to select a strategy that meets or exceeds the business requirements for availability and data integrity without incurring unnecessary expenditure. This involves a thorough risk assessment and business impact analysis to establish these critical objectives. The strategy must then be technically feasible and economically viable, ensuring that the investment in disaster recovery is proportionate to the potential impact of a disruption. Over-provisioning resources for recovery can lead to inefficient use of capital, while under-provisioning risks failing to meet business continuity needs, potentially leading to significant financial and reputational damage. The selection process is iterative, requiring regular review and validation against evolving business needs and technological capabilities.
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Question 21 of 30
21. Question
A global investment bank operates a mission-critical trading platform that processes millions of transactions daily. The business unit has mandated a Recovery Time Objective (RTO) of no more than 15 minutes and a Recovery Point Objective (RPO) of no more than 5 minutes for this platform. The IT Disaster Recovery Lead Manager must select the most appropriate disaster recovery strategy to meet these demanding business requirements, considering the potential for various disruptive events ranging from localized hardware failures to regional power outages. Which DR strategy would most effectively satisfy these stringent RTO and RPO targets for the trading platform?
Correct
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). The scenario describes a critical financial transaction processing system with a very low RTO of 15 minutes and an RPO of 5 minutes. This implies that data loss must be minimal (within 5 minutes) and the system must be operational again within 15 minutes of a disruptive event.
To meet these stringent requirements, the DR strategy must involve near-synchronous data replication and a highly automated failover process. Continuous data protection (CDP) or synchronous replication ensures that data is mirrored to a secondary site with virtually no delay, thus satisfying the RPO. An automated failover mechanism, often orchestrated through specialized DR software or cloud-native services, is essential to bring the system online within the tight RTO.
Considering the options:
1. **Near-synchronous replication with automated failover:** This directly addresses both the RPO (near-synchronous replication) and RTO (automated failover) requirements. The minimal data loss and rapid recovery are achieved through this combination.
2. **Daily backups with manual restoration:** This approach would result in a significant RPO (up to 24 hours) and a very high RTO (hours, if not days, for manual restoration), making it entirely unsuitable for the described system.
3. **Asynchronous replication with scheduled failover:** While asynchronous replication offers some data protection, it typically has a higher RPO than near-synchronous methods, and scheduled failover is too slow for a 15-minute RTO.
4. **Offsite tape storage with periodic verification:** This is a long-term archival strategy, not a disaster recovery solution for a critical, low-latency system. The RPO and RTO would be measured in days or weeks.Therefore, the strategy that best aligns with the business’s critical needs for this financial transaction system is near-synchronous replication coupled with automated failover.
Incorrect
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). The scenario describes a critical financial transaction processing system with a very low RTO of 15 minutes and an RPO of 5 minutes. This implies that data loss must be minimal (within 5 minutes) and the system must be operational again within 15 minutes of a disruptive event.
To meet these stringent requirements, the DR strategy must involve near-synchronous data replication and a highly automated failover process. Continuous data protection (CDP) or synchronous replication ensures that data is mirrored to a secondary site with virtually no delay, thus satisfying the RPO. An automated failover mechanism, often orchestrated through specialized DR software or cloud-native services, is essential to bring the system online within the tight RTO.
Considering the options:
1. **Near-synchronous replication with automated failover:** This directly addresses both the RPO (near-synchronous replication) and RTO (automated failover) requirements. The minimal data loss and rapid recovery are achieved through this combination.
2. **Daily backups with manual restoration:** This approach would result in a significant RPO (up to 24 hours) and a very high RTO (hours, if not days, for manual restoration), making it entirely unsuitable for the described system.
3. **Asynchronous replication with scheduled failover:** While asynchronous replication offers some data protection, it typically has a higher RPO than near-synchronous methods, and scheduled failover is too slow for a 15-minute RTO.
4. **Offsite tape storage with periodic verification:** This is a long-term archival strategy, not a disaster recovery solution for a critical, low-latency system. The RPO and RTO would be measured in days or weeks.Therefore, the strategy that best aligns with the business’s critical needs for this financial transaction system is near-synchronous replication coupled with automated failover.
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Question 22 of 30
22. Question
When establishing an IT disaster recovery framework aligned with international best practices, what is the most critical foundational activity to undertake before defining specific recovery objectives and strategies?
Correct
The core of effective IT disaster recovery planning, as guided by standards like ISO/IEC 24762, lies in the comprehensive identification and assessment of potential threats and vulnerabilities. This process, often termed Business Impact Analysis (BIA) and Risk Assessment, is foundational. A robust recovery strategy must be predicated on a thorough understanding of what could go wrong and the potential impact on critical business functions. This involves not just identifying threats (e.g., cyberattacks, natural disasters, hardware failures) but also evaluating their likelihood and the potential consequences, such as financial loss, reputational damage, or regulatory non-compliance. Without this detailed analysis, recovery objectives (like Recovery Time Objectives – RTOs and Recovery Point Objectives – RPOs) would be arbitrary, and the chosen recovery solutions might be inadequate or unnecessarily costly. The subsequent development of recovery strategies, the establishment of recovery teams, and the creation of detailed recovery plans are all direct outputs of this initial analytical phase. Therefore, the most critical initial step is the systematic evaluation of potential disruptions and their impact.
Incorrect
The core of effective IT disaster recovery planning, as guided by standards like ISO/IEC 24762, lies in the comprehensive identification and assessment of potential threats and vulnerabilities. This process, often termed Business Impact Analysis (BIA) and Risk Assessment, is foundational. A robust recovery strategy must be predicated on a thorough understanding of what could go wrong and the potential impact on critical business functions. This involves not just identifying threats (e.g., cyberattacks, natural disasters, hardware failures) but also evaluating their likelihood and the potential consequences, such as financial loss, reputational damage, or regulatory non-compliance. Without this detailed analysis, recovery objectives (like Recovery Time Objectives – RTOs and Recovery Point Objectives – RPOs) would be arbitrary, and the chosen recovery solutions might be inadequate or unnecessarily costly. The subsequent development of recovery strategies, the establishment of recovery teams, and the creation of detailed recovery plans are all direct outputs of this initial analytical phase. Therefore, the most critical initial step is the systematic evaluation of potential disruptions and their impact.
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Question 23 of 30
23. Question
Consider a financial institution’s core trading platform, which processes millions of transactions daily and is classified as a mission-critical business process. The regulatory environment mandates that any disruption to this platform must result in no more than 5 minutes of data loss and that the system must be fully operational within 15 minutes of a catastrophic failure. Which disaster recovery strategy, when evaluated against the principles of ISO/IEC 24762:2008, would best align with these stringent business and regulatory demands?
Correct
The core principle guiding the selection of an appropriate recovery strategy for critical IT services, as per ISO/IEC 24762:2008, hinges on aligning the recovery Time Objective (RTO) and Recovery Point Objective (RPO) with the business’s tolerance for downtime and data loss. A strategy that aims for near-zero downtime and minimal data loss, such as a hot standby or active-active configuration, is inherently more resource-intensive and costly than one that tolerates a longer recovery period and some data loss, like a cold standby or periodic backups. Therefore, when a business process is deemed mission-critical, demanding immediate availability and the preservation of all transactional data, the recovery strategy must reflect this high level of criticality. This necessitates a solution that can restore operations almost instantaneously and ensure that no data is lost between the last successful transaction and the point of failure. Such a requirement directly translates to the need for a robust, continuously replicated data and system environment, which is characteristic of a hot standby or a similar high-availability architecture. This approach ensures that the RTO and RPO are met by minimizing the interval between the disruption and the resumption of service, and by ensuring that the data state is as current as possible. Other strategies, while potentially cost-effective for less critical services, would fail to meet the stringent requirements of a mission-critical process that cannot afford any significant interruption or data compromise.
Incorrect
The core principle guiding the selection of an appropriate recovery strategy for critical IT services, as per ISO/IEC 24762:2008, hinges on aligning the recovery Time Objective (RTO) and Recovery Point Objective (RPO) with the business’s tolerance for downtime and data loss. A strategy that aims for near-zero downtime and minimal data loss, such as a hot standby or active-active configuration, is inherently more resource-intensive and costly than one that tolerates a longer recovery period and some data loss, like a cold standby or periodic backups. Therefore, when a business process is deemed mission-critical, demanding immediate availability and the preservation of all transactional data, the recovery strategy must reflect this high level of criticality. This necessitates a solution that can restore operations almost instantaneously and ensure that no data is lost between the last successful transaction and the point of failure. Such a requirement directly translates to the need for a robust, continuously replicated data and system environment, which is characteristic of a hot standby or a similar high-availability architecture. This approach ensures that the RTO and RPO are met by minimizing the interval between the disruption and the resumption of service, and by ensuring that the data state is as current as possible. Other strategies, while potentially cost-effective for less critical services, would fail to meet the stringent requirements of a mission-critical process that cannot afford any significant interruption or data compromise.
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Question 24 of 30
24. Question
When evaluating potential IT disaster recovery solutions for a financial services firm, which of the following criteria should serve as the paramount consideration for the Disaster Recovery Lead Manager, ensuring compliance with established business continuity mandates?
Correct
The core principle guiding the selection of a recovery strategy in IT disaster recovery, as per ISO/IEC 24762:2008, is the alignment of the chosen strategy with the organization’s business continuity objectives, specifically its Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). A strategy that fails to meet these defined thresholds, regardless of its technical sophistication or cost-effectiveness in isolation, is fundamentally inappropriate. For instance, if a business requires critical systems to be operational within 4 hours of a disruption (RTO of 4 hours) and to lose no more than 1 hour of data (RPO of 1 hour), a recovery strategy that inherently takes 8 hours to implement or relies on daily backups would be non-compliant with these business requirements. Therefore, the primary determinant is the direct mapping of the strategy’s capabilities to the business’s defined recovery needs. Other factors, such as cost, technical feasibility, and vendor support, are important considerations in the selection process, but they are secondary to the fundamental requirement of meeting the RTO and RPO. A strategy that is technically feasible and affordable but does not meet the RTO/RPO is not a viable solution for the business’s disaster recovery needs.
Incorrect
The core principle guiding the selection of a recovery strategy in IT disaster recovery, as per ISO/IEC 24762:2008, is the alignment of the chosen strategy with the organization’s business continuity objectives, specifically its Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). A strategy that fails to meet these defined thresholds, regardless of its technical sophistication or cost-effectiveness in isolation, is fundamentally inappropriate. For instance, if a business requires critical systems to be operational within 4 hours of a disruption (RTO of 4 hours) and to lose no more than 1 hour of data (RPO of 1 hour), a recovery strategy that inherently takes 8 hours to implement or relies on daily backups would be non-compliant with these business requirements. Therefore, the primary determinant is the direct mapping of the strategy’s capabilities to the business’s defined recovery needs. Other factors, such as cost, technical feasibility, and vendor support, are important considerations in the selection process, but they are secondary to the fundamental requirement of meeting the RTO and RPO. A strategy that is technically feasible and affordable but does not meet the RTO/RPO is not a viable solution for the business’s disaster recovery needs.
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Question 25 of 30
25. Question
Considering the critical nature of a financial transaction processing system for a global banking institution, which exhibits a documented Recovery Time Objective (RTO) of less than five minutes and a Recovery Point Objective (RPO) of less than ten seconds, what recovery strategy, as outlined by the principles of ISO/IEC 24762:2008, would be most appropriate to implement to ensure business continuity?
Correct
The core principle guiding the selection of an appropriate recovery strategy in IT disaster recovery, as per ISO/IEC 24762:2008, is the alignment of recovery objectives with business impact. Specifically, the Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are critical metrics derived from a thorough Business Impact Analysis (BIA). The RTO defines the maximum acceptable downtime for a system or service, while the RPO specifies the maximum acceptable data loss. When considering a critical business function that has a very low RTO (e.g., minutes) and a near-zero RPO (e.g., seconds), the most suitable recovery strategy would involve a solution that provides continuous data replication and near-instantaneous failover capabilities. This typically translates to active-active or active-passive configurations with synchronous replication. Such an approach minimizes both downtime and data loss, directly addressing the stringent requirements established during the BIA. Other strategies, such as periodic backups with off-site storage or warm standby sites, would not meet these aggressive recovery time and data loss targets, as they inherently involve longer recovery lead times and potential data discrepancies. Therefore, the strategy that offers the highest degree of resilience and the shortest recovery intervals is the one that best satisfies the defined RTO and RPO for a critical business process.
Incorrect
The core principle guiding the selection of an appropriate recovery strategy in IT disaster recovery, as per ISO/IEC 24762:2008, is the alignment of recovery objectives with business impact. Specifically, the Recovery Time Objective (RTO) and Recovery Point Objective (RPO) are critical metrics derived from a thorough Business Impact Analysis (BIA). The RTO defines the maximum acceptable downtime for a system or service, while the RPO specifies the maximum acceptable data loss. When considering a critical business function that has a very low RTO (e.g., minutes) and a near-zero RPO (e.g., seconds), the most suitable recovery strategy would involve a solution that provides continuous data replication and near-instantaneous failover capabilities. This typically translates to active-active or active-passive configurations with synchronous replication. Such an approach minimizes both downtime and data loss, directly addressing the stringent requirements established during the BIA. Other strategies, such as periodic backups with off-site storage or warm standby sites, would not meet these aggressive recovery time and data loss targets, as they inherently involve longer recovery lead times and potential data discrepancies. Therefore, the strategy that offers the highest degree of resilience and the shortest recovery intervals is the one that best satisfies the defined RTO and RPO for a critical business process.
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Question 26 of 30
26. Question
Following a severe seismic event that has completely incapacitated the primary data center of a global financial institution, what is the most critical initial action for the IT Disaster Recovery Lead Manager to undertake to ensure the continuity of essential trading operations?
Correct
The core principle of a disaster recovery strategy, as outlined in standards like ISO/IEC 24762, is to ensure the continuity of critical business functions. This involves identifying essential services, understanding their dependencies, and establishing recovery objectives. When considering a scenario where a primary data center is rendered inoperable due to a catastrophic event, the immediate priority for an IT Disaster Recovery Lead Manager is to activate the pre-defined recovery plan. This plan should detail the steps for restoring critical IT services at an alternate site. The effectiveness of this activation hinges on the thoroughness of the business impact analysis (BIA) and risk assessment conducted during the planning phase. These analyses inform the recovery time objectives (RTOs) and recovery point objectives (RPOs) for each critical service. A robust disaster recovery plan will also include provisions for communication, personnel roles and responsibilities, and testing procedures. The chosen approach focuses on the immediate operational response to a declared disaster, emphasizing the activation of the established recovery procedures to minimize downtime and data loss, thereby safeguarding the organization’s ability to function. This aligns with the overarching goal of maintaining business resilience in the face of disruptive incidents.
Incorrect
The core principle of a disaster recovery strategy, as outlined in standards like ISO/IEC 24762, is to ensure the continuity of critical business functions. This involves identifying essential services, understanding their dependencies, and establishing recovery objectives. When considering a scenario where a primary data center is rendered inoperable due to a catastrophic event, the immediate priority for an IT Disaster Recovery Lead Manager is to activate the pre-defined recovery plan. This plan should detail the steps for restoring critical IT services at an alternate site. The effectiveness of this activation hinges on the thoroughness of the business impact analysis (BIA) and risk assessment conducted during the planning phase. These analyses inform the recovery time objectives (RTOs) and recovery point objectives (RPOs) for each critical service. A robust disaster recovery plan will also include provisions for communication, personnel roles and responsibilities, and testing procedures. The chosen approach focuses on the immediate operational response to a declared disaster, emphasizing the activation of the established recovery procedures to minimize downtime and data loss, thereby safeguarding the organization’s ability to function. This aligns with the overarching goal of maintaining business resilience in the face of disruptive incidents.
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Question 27 of 30
27. Question
Consider a scenario where a financial institution’s core banking platform, responsible for real-time transaction processing, has been severely impacted by a cyber-attack. The business impact analysis has classified this system as Tier 0, with an established Recovery Time Objective (RTO) of less than 5 minutes and a Recovery Point Objective (RPO) of less than 1 minute. Which disaster recovery strategy would most effectively meet these stringent recovery requirements for this critical business function?
Correct
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery planning. When a critical business function, such as the primary customer transaction processing system, experiences a disruption, the recovery strategy must align with its Recovery Time Objective (RTO) and Recovery Point Objective (RPO). A RTO of “near-zero” and an RPO of “near-zero” indicate that the business cannot tolerate any significant data loss or prolonged downtime. This necessitates a strategy that provides immediate failover capabilities and continuous data replication. Such a strategy typically involves maintaining a fully operational, synchronized standby environment that can take over instantaneously or with minimal interruption. This is often achieved through active-active or active-passive configurations with real-time data mirroring. Other strategies, like restoring from backups or using a warm standby, would introduce unacceptable delays and data loss for a function with such stringent recovery requirements. Therefore, the most appropriate approach is one that ensures continuous availability and data integrity, reflecting the highest level of resilience.
Incorrect
The core principle being tested here is the strategic selection of recovery strategies based on the criticality of business functions and the acceptable downtime. ISO/IEC 24762:2008 emphasizes a risk-based approach to disaster recovery planning. When a critical business function, such as the primary customer transaction processing system, experiences a disruption, the recovery strategy must align with its Recovery Time Objective (RTO) and Recovery Point Objective (RPO). A RTO of “near-zero” and an RPO of “near-zero” indicate that the business cannot tolerate any significant data loss or prolonged downtime. This necessitates a strategy that provides immediate failover capabilities and continuous data replication. Such a strategy typically involves maintaining a fully operational, synchronized standby environment that can take over instantaneously or with minimal interruption. This is often achieved through active-active or active-passive configurations with real-time data mirroring. Other strategies, like restoring from backups or using a warm standby, would introduce unacceptable delays and data loss for a function with such stringent recovery requirements. Therefore, the most appropriate approach is one that ensures continuous availability and data integrity, reflecting the highest level of resilience.
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Question 28 of 30
28. Question
When evaluating potential IT disaster recovery strategies for critical business functions, what is the primary determinant for selecting the most appropriate approach, according to the principles outlined in ISO/IEC 24762:2008?
Correct
The core principle guiding the selection of an appropriate recovery strategy, as delineated in ISO/IEC 24762:2008, is the alignment of the chosen strategy with the organization’s defined Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). RTO dictates the maximum acceptable downtime for a system or service, while RPO specifies the maximum acceptable data loss. A strategy that cannot meet these critical parameters, regardless of its cost-effectiveness or technical sophistication, is fundamentally unsuitable. For instance, a “cold site” strategy, while often the most economical, typically has significantly longer recovery times and thus may not satisfy a low RTO. Conversely, a “hot site” or “reciprocal agreement” might offer rapid recovery but at a substantially higher cost. The decision-making process must therefore prioritize the fulfillment of these business-driven objectives. The concept of “minimum acceptable recovery capability” is paramount; any strategy failing to achieve this baseline is not a viable option. Furthermore, the standard emphasizes that the chosen strategy must be regularly tested and validated to ensure its continued efficacy. The selection is not a one-time event but an ongoing process of assessment and adaptation.
Incorrect
The core principle guiding the selection of an appropriate recovery strategy, as delineated in ISO/IEC 24762:2008, is the alignment of the chosen strategy with the organization’s defined Recovery Time Objectives (RTOs) and Recovery Point Objectives (RPOs). RTO dictates the maximum acceptable downtime for a system or service, while RPO specifies the maximum acceptable data loss. A strategy that cannot meet these critical parameters, regardless of its cost-effectiveness or technical sophistication, is fundamentally unsuitable. For instance, a “cold site” strategy, while often the most economical, typically has significantly longer recovery times and thus may not satisfy a low RTO. Conversely, a “hot site” or “reciprocal agreement” might offer rapid recovery but at a substantially higher cost. The decision-making process must therefore prioritize the fulfillment of these business-driven objectives. The concept of “minimum acceptable recovery capability” is paramount; any strategy failing to achieve this baseline is not a viable option. Furthermore, the standard emphasizes that the chosen strategy must be regularly tested and validated to ensure its continued efficacy. The selection is not a one-time event but an ongoing process of assessment and adaptation.
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Question 29 of 30
29. Question
Consider a scenario where a global financial institution’s core trading platform, responsible for processing millions of transactions per hour, experiences a catastrophic hardware failure at its primary data center. The business impact analysis has determined that any downtime exceeding 5 minutes for this platform would result in significant financial losses and regulatory penalties, effectively establishing an RTO of 5 minutes. Which disaster recovery strategy would be most appropriate to meet this stringent RTO and ensure business continuity for this critical function?
Correct
The core principle of selecting a recovery strategy in IT disaster recovery, as guided by standards like ISO/IEC 24762, involves balancing the criticality of business functions with the cost and complexity of recovery. A key metric for this is the Recovery Time Objective (RTO), which defines the maximum acceptable downtime for a system or business process. When a critical business function, such as real-time financial transaction processing, has a very low RTO (e.g., minutes), it necessitates a recovery strategy that can restore operations almost immediately. This typically involves maintaining a fully replicated, operational standby system at a separate location. Such a strategy, often referred to as a “hot site” or “active-active” configuration, ensures that in the event of a disaster affecting the primary site, the secondary site can seamlessly take over with minimal or no interruption. While other strategies like “warm sites” (partially equipped) or “cold sites” (basic infrastructure) are less expensive, they cannot meet extremely low RTOs. The decision is driven by the business impact analysis, which quantifies the financial and reputational damage of prolonged downtime for each critical function. Therefore, for a function with an RTO measured in minutes, the most appropriate and effective recovery strategy is one that provides immediate failover capabilities.
Incorrect
The core principle of selecting a recovery strategy in IT disaster recovery, as guided by standards like ISO/IEC 24762, involves balancing the criticality of business functions with the cost and complexity of recovery. A key metric for this is the Recovery Time Objective (RTO), which defines the maximum acceptable downtime for a system or business process. When a critical business function, such as real-time financial transaction processing, has a very low RTO (e.g., minutes), it necessitates a recovery strategy that can restore operations almost immediately. This typically involves maintaining a fully replicated, operational standby system at a separate location. Such a strategy, often referred to as a “hot site” or “active-active” configuration, ensures that in the event of a disaster affecting the primary site, the secondary site can seamlessly take over with minimal or no interruption. While other strategies like “warm sites” (partially equipped) or “cold sites” (basic infrastructure) are less expensive, they cannot meet extremely low RTOs. The decision is driven by the business impact analysis, which quantifies the financial and reputational damage of prolonged downtime for each critical function. Therefore, for a function with an RTO measured in minutes, the most appropriate and effective recovery strategy is one that provides immediate failover capabilities.
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Question 30 of 30
30. Question
A financial institution’s core transaction processing system, responsible for real-time customer account updates and trade settlements, has been designated as a Tier 0 critical service. The business has mandated a Recovery Time Objective (RTO) of no more than 15 minutes and a Recovery Point Objective (RPO) of no more than 5 minutes for this system. Given these stringent requirements, which disaster recovery strategy would most effectively align with the business’s continuity objectives for this specific application?
Correct
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). The scenario describes a critical financial transaction processing system with a very low RTO of 15 minutes and an RPO of 5 minutes. This implies that the system must be operational within 15 minutes of a disaster event, and the maximum acceptable data loss is 5 minutes of transactions.
To meet these stringent requirements, a strategy that ensures near-synchronous data replication and rapid failover is essential. Continuous data protection (CDP) or a highly granular, near-synchronous replication mechanism that captures changes in real-time or near real-time is necessary to achieve an RPO of 5 minutes. For the RTO of 15 minutes, this necessitates an automated failover process to a pre-provisioned, fully functional recovery site. This recovery site must have the replicated data readily available and the infrastructure (compute, network, storage) ready to take over operations immediately.
Considering the options:
1. **Asynchronous replication with periodic backups:** This approach typically has higher RPOs (minutes to hours) and RTOs (hours to days) due to the delay in replication and the need to restore from backups. This would not meet the 5-minute RPO and 15-minute RTO.
2. **Synchronous replication with manual failover:** Synchronous replication can achieve a zero or near-zero RPO, but it introduces latency for every transaction, potentially impacting performance. Manual failover, while possible, is unlikely to consistently meet a 15-minute RTO, as it involves human intervention, verification, and execution steps that can easily exceed this timeframe, especially under the stress of a disaster.
3. **Near-synchronous replication with automated failover:** This strategy balances the need for low RPO with acceptable performance overhead. Near-synchronous replication ensures data is replicated with minimal delay, likely meeting the 5-minute RPO. Crucially, automated failover mechanisms can be designed and tested to consistently bring the recovery environment online within the 15-minute RTO, minimizing human error and delays.
4. **Periodic snapshots with off-site storage:** Snapshots are point-in-time copies, and their frequency determines the RPO. Periodic snapshots (e.g., hourly) would not meet a 5-minute RPO. Off-site storage is a good practice for DR, but the snapshot frequency is the primary determinant of RPO in this context.Therefore, the combination of near-synchronous replication and automated failover is the most appropriate strategy to meet the specified RTO and RPO for the critical financial transaction processing system.
Incorrect
The core principle being tested here is the strategic alignment of disaster recovery (DR) capabilities with business continuity (BC) objectives, specifically concerning the Recovery Time Objective (RTO) and Recovery Point Objective (RPO). The scenario describes a critical financial transaction processing system with a very low RTO of 15 minutes and an RPO of 5 minutes. This implies that the system must be operational within 15 minutes of a disaster event, and the maximum acceptable data loss is 5 minutes of transactions.
To meet these stringent requirements, a strategy that ensures near-synchronous data replication and rapid failover is essential. Continuous data protection (CDP) or a highly granular, near-synchronous replication mechanism that captures changes in real-time or near real-time is necessary to achieve an RPO of 5 minutes. For the RTO of 15 minutes, this necessitates an automated failover process to a pre-provisioned, fully functional recovery site. This recovery site must have the replicated data readily available and the infrastructure (compute, network, storage) ready to take over operations immediately.
Considering the options:
1. **Asynchronous replication with periodic backups:** This approach typically has higher RPOs (minutes to hours) and RTOs (hours to days) due to the delay in replication and the need to restore from backups. This would not meet the 5-minute RPO and 15-minute RTO.
2. **Synchronous replication with manual failover:** Synchronous replication can achieve a zero or near-zero RPO, but it introduces latency for every transaction, potentially impacting performance. Manual failover, while possible, is unlikely to consistently meet a 15-minute RTO, as it involves human intervention, verification, and execution steps that can easily exceed this timeframe, especially under the stress of a disaster.
3. **Near-synchronous replication with automated failover:** This strategy balances the need for low RPO with acceptable performance overhead. Near-synchronous replication ensures data is replicated with minimal delay, likely meeting the 5-minute RPO. Crucially, automated failover mechanisms can be designed and tested to consistently bring the recovery environment online within the 15-minute RTO, minimizing human error and delays.
4. **Periodic snapshots with off-site storage:** Snapshots are point-in-time copies, and their frequency determines the RPO. Periodic snapshots (e.g., hourly) would not meet a 5-minute RPO. Off-site storage is a good practice for DR, but the snapshot frequency is the primary determinant of RPO in this context.Therefore, the combination of near-synchronous replication and automated failover is the most appropriate strategy to meet the specified RTO and RPO for the critical financial transaction processing system.